Compliance Officer
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Key skills for this role
Role Overview
Support the Money Laundering Reporting Officer in maintaining full organizational compliance with AML and CFT regulations.
Lead compliance efforts involving due diligence, risk assessments, and implementation of AML/CFT policies and controls.
Key Skills for This Role
Full Job Posting
Role Overview
Support the Money Laundering Reporting Officer in maintaining full organizational compliance with AML and CFT regulations.
Lead compliance efforts involving due diligence, risk assessments, and implementation of AML/CFT policies and controls.
Compliance Operations
- Investigate flagged transactions and compliance breaches and recommend corrective actions.
- Manage internal blacklists and maintain effective, up-to-date compliance systems.
- Coordinate responses to regulatory inquiries from the DFSA, ADGM, and MOE.
Client-Facing Compliance
- Review and validate client identification and verification documents.
- Guide departments on regulatory requirements, new products, and permissible activities.
- Explain regulatory requirements to clients and handle complex compliance escalations.
- Support contract renewals through AML/CFT compliance reviews.
Regulatory Updates and Audits
- Monitor regulatory changes and align policies and procedures with current requirements.
- Train employees and provide timely updates on AML/CFT regulations and procedures.
- Participate in compliance communications, blogs, seminars, and related activities.
- Assist with internal and external audits and help resolve findings.
Collaboration and Reporting
- Coordinate with cross-functional teams to align compliance practices with business operations.
- Prepare periodic compliance reports for the MLRO and senior management.
- Communicate compliance updates to management, business development, and client-facing teams.
Experience and Education
- Bachelor’s degree in finance, law, business, or a related field.
- At least 3 years of compliance officer experience in the corporate services or financial industry.
- Experience in a DFSA- or ADGM-regulated environment is preferred.
- CAMS or ICA certification is preferred.
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