Senior Manager - Supervision
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Key skills for this role
About the Role
Responsible for supervising financial institutions, developing risk-based plans, managing teams, and implementing regulatory policies in financial services.
Key Skills for This Role
Responsibilities
- Contribute to the development of FSRA supervisory approach and enhancement of supervisory procedures
- Supervise financial institutions' compliance with rules and regulations using risk based supervisory plan
- Complete periodic risk assessments and execute supervisory work plans
- Review regulatory submissions and conduct ongoing analysis of asset management firms
- Build and manage relationships with senior stakeholders
- Manage assigned team and develop staff
Requirements
- Experience in supervision of financial institutions, particularly asset management firms
- Knowledge of risk based supervisory frameworks and methodologies
- Ability to lead risk assessments and supervisory reviews
- Managerial experience and team leadership skills
- Strong analytical and communication skills
Full Job Posting
Role Overview
- The role holder is expected to contribute towards the continued development of FSRA supervisory approach following international regulatory developments
- The role holder will be expected to be a point of supervisory expertise and reference to the rest of the team across a variety of sectors
- The Senior Manager may be assigned direct reports for line management purposes
- The role works closely with the Director and other peers within the Supervision Department and across FSRA
Operational Responsibilities
- Responsible for supervising financial institutions’ compliance with relevant rules and regulations and developing a risk based supervisory plan
- Make appropriate use of supervisory tools such as reviews, third parties reviews, information requests etc.
- Complete the periodic risk assessment of firms, the drafting and execution of the supervisory work plan
- Review regulatory submissions made by relevant financial institutions
- Conduct ongoing analysis Asset Management Firms and associated entities conduct of business as well as financial crime prevention activities
- Responsible for taking prompt action against deficiencies and non compliances identified
- Conduct periodic implementation controls/progress reports in areas where deficiencies have been identified
- Build and manage relationships with senior stakeholders among market participants and other relevant ADGM staff
- Deliver additional tasks that may be delegated from the Director
- Adhere to all internal policies, procedures, standards and behaviours
- Assist in developing and implementing policies, rules and processes
- Liaise and collaborate with other internal stakeholders such as Authorisation and/or other FSRA groups
Managerial
- Where applicable, manages assigned team with full accountability for achieving overall agreed objectives
- Fosters an environment where team members consistently drive to improve performance
- Manages by effectively empowering team members
- Takes responsibility for development of staff working with them / reporting to them as may be applicable
- Reviews performance of team and addresses performance issues quickly through clear decisions as may be applicable
- Review and assess colleagues’ recommendations for approval of financial services provider applications and approve or escalate as necessary
- Contribute to the development and production of sectoral reports and management information
Strategic Responsibilities
- Contribute to the development of and responsible for implementation of the short term and long term objectives for the Supervision section
- Assist in developing, enhancing and implementing the framework, policies, rules and procedures for governing and supervising Asset Management firms and associated entities
- Assist in executing strategic direction
Information Security Related
- Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy
- Maintain confidentiality, Integrity and availability of the ADGM Information at all times
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