Manager - Supervision
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Key skills for this role
About the Role
Responsible for supervising financial institutions in Fund and Asset Management, utilizing risk-based approaches, and enhancing regulatory frameworks with strong communication s.
Key Skills for This Role
Responsibilities
- Supervise a portfolio of financial institutions in fund and asset management sectors
- Conduct periodic risk assessments and execute supervisory work plans
- Review regulatory submissions and assess applications from authorised persons
- Build and manage relationships with stakeholders and market participants
- Contribute to development of supervisory framework and policies
Requirements
- Experience in supervision of financial institutions
- Knowledge of fund and asset management sectors
- Ability to conduct risk assessments and supervisory reviews
- Strong analytical and report writing skills
Full Job Posting
Role Overview
- The FSRA regulates financial services in ADGM; Supervision Division oversees banks, insurers, money service providers, and capital markets.
- The Manager Supervision (Fund and Asset Management) supervises a portfolio of financial institutions in fund/asset management sectors.
Operational Responsibilities
- Responsible for effective supervision of relevant financial institutions within the FSRA risk based supervisory plan.
- Make appropriate use of supervisory tools such as on site/off site reviews, third party reviews, information requests.
- Contribute to periodic risk assessment of firms, including planning and execution of supervisory reviews.
- Review regulatory submissions made by relevant financial institutions.
- Produce risk analysis based on data provided by asset/fund managers.
- Manage receipt, acknowledgement and processing of fund related submissions.
- Assess applications and notifications made to the Regulator by Authorised Persons and create recommendations.
- Conduct periodic remediation implementation reviews and create progress reports.
- Build and manage relationships with stakeholders among market participants and other ADGM staff.
- Take prompt action against deficiencies and non compliances identified.
- Assist in implementing policies, rules and processes, including appropriate documentation.
- Liaise with other internal stakeholders such as Authorisation and/or other FSRA groups.
Strategic Responsibilities
- Contribute to developing, enhancing and implementing the framework, policies, rules and procedures for governing and supervising Fund and Asset Management entities.
- Contribute to the development and production of sectoral reports and management information.
Managerial Responsibilities
- Act as a reference point and provide expertise and support to other colleagues within the Supervision team.
- Contribute towards a team culture within the Supervision team.
Information Security
- Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy.
- Maintain confidentiality, integrity and availability of ADGM Information at all times.
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