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Senior Compliance Officer- Commodity Trading

Antal International
Dubai, UAE
Full Time
Senior
Onsite
2 weeks ago
ComplianceAML/CFTSanctions ComplianceRisk AssessmentPolicy DevelopmentRegulatory Reporting
Free

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Job Summary

  • Develop, implement, and oversee a comprehensive ethics, compliance, and AML/CFT program.
  • Ensure the group adheres to all applicable legal, regulatory, and ethical requirements across multiple jurisdictions.
  • Serve as a key advisor on financial crime prevention, sanctions compliance, and corporate ethics matters.
  • Liaise with regulatory bodies, promote a culture of integrity and compliance across the group.

Main Responsibilities

  • Develop and implement a comprehensive ethics, compliance, and AML/CFT program.
  • Design and maintain risk assessment methodologies covering AML/CFT risks, sanctions exposure, bribery and corruption risks, third party risks.
  • Support the Head of Department with Compliance risk and control management, business ethics initiatives, whistleblowing oversight.
  • Provide advisory on complex financial crime matters, including money laundering, sanctions, bribery and corruption, and third party risk management.
  • Deliver compliance and ethics advisory and training to assigned business units and support functions.
  • Support Head of Department in preparing and presenting reports on compliance operations, AML/CFT program effectiveness, sanctions screening outcomes.
  • Build and maintain relationships with regulatory authorities, including SCA, ADGM, ADX, the UAE FIU, the Ministry of Economy.
  • Collaborate with cross functional teams to develop and update AML/CFT policies, ethics and anti bribery policies, sanctions compliance procedures.
  • Draft and maintain compliance policies, procedures, and internal controls covering KYC/CDD, transaction monitoring, sanctions screening, whistleblowing.
  • Design and deliver targeted training programs on AML/CFT, sanctions compliance, anti bribery and corruption, business ethics.
  • Establish and maintain a comprehensive compliance awareness program covering client acceptance and onboarding procedures.

Minimum Requirements

  • Bachelor’s degree in law, Finance, Business Administration, or a related field.
  • Advanced degrees and professional certifications (e.g., CAMS, CCEP, CGSS, CISI).
  • Minimum of 6 7 years of pure compliance experience.
  • Backgrounds in trading, commodities, FMCG, manufacturing, or similar operational sectors WILL be a MUST.
  • Strong knowledge of UAE regulatory frameworks, including SCA, ADGM, ADX, Ministry of Economy requirements, and AML/CFT regulations.
  • Experience developing and implementing compliance programs, AML/CFT frameworks, sanctions compliance controls, and corporate ethics initiatives.
  • Hands on experience conducting compliance risk assessments, third party due diligence, investigations, and policy development.
  • Familiarity with sanctions regimes including OFAC, EU, UN, and UAE sanctions requirements.
  • Experience working within trading, commodities, financial services, banking, regulated entities, or multinational corporate environments will be highly preferred.
  • Professional certifications such as CAMS, CCEP, CGSS, CISI, or equivalent are highly desirable.

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