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Senior Compliance Officer- Commodity Trading

Antal International
, UAE
Full Time
Senior
AML/CFTSanctions complianceRisk assessmentKYC/CDDTransaction monitoringRegulatory reporting
Free

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Job Summary

  • Develop, implement, and oversee a comprehensive ethics, compliance, and anti money laundering (AML) / counter financing of terrorism (CFT) program, ensuring the group adheres to all applicable legal, regulatory, and ethical requirements across multiple jurisdictions.
  • Serve as a key advisor on financial crime prevention, sanctions compliance, and corporate ethics matters. Liaise with regulatory bodies, promote a culture of integrity and compliance across the group.

Main Responsibilities

  • Develop and implement a comprehensive ethics, compliance, and AML/CFT program to identify, measure, monitor, and report on compliance and financial crime risks at a group level, aligned with FATF recommendations and UAE Federal AML/CFT legislation.
  • Design and maintain risk assessment methodologies covering AML/CFT risks, sanctions exposure, bribery and corruption risks, third party risks, and risks associated with different products, services, geographies, and customer segments.
  • Support the Head of Department with Compliance risk and control management, business ethics initiatives, whistleblowing oversight, and the implementation of the group's Code of Conduct across all subsidiaries.
  • Provide advisory on complex financial crime matters, including money laundering, sanctions, bribery and corruption, and third party risk management.
  • Deliver compliance and ethics advisory and training to assigned business units and support functions, including trade operations, traders, strategy, and third party relationship management.
  • Support Head of Department in preparing and presenting reports on compliance operations, AML/CFT program effectiveness, sanctions screening outcomes, and ethics program metrics to the Board, senior management, and regulatory authorities as required.
  • Build and maintain relationships with regulatory authorities, including SCA, ADGM, ADX, the UAE FIU, the Ministry of Economy, and relevant regulators across the group's operating jurisdictions.
  • Collaborate with cross functional teams to develop and update AML/CFT policies, ethics and anti bribery policies, sanctions compliance procedures, and the group's Code of Conduct in alignment with evolving regulatory requirements.
  • Draft and maintain compliance policies, procedures, and internal controls covering KYC/CDD, transaction monitoring, sanctions screening, whistleblowing, gifts and entertainment, and conflicts of interest.
  • Design and deliver targeted training programs on AML/CFT, sanctions compliance, anti bribery and corruption, business ethics, and the Code of Conduct to employees at all levels across the group.
  • Establish and maintain a comprehensive compliance awareness program covering client acceptance and onboarding procedures, KYC/CDD requirements, sanctions screening protocols, and whistleblowing mechanisms.

Minimum Requirements

  • Bachelor's degree in Law, Finance, Business Administration, or a related field.
  • Advanced degrees and professional certifications (e.g., CAMS, CCEP, CGSS, CISI) are highly desirable.
  • Strong knowledge of UAE regulatory frameworks, including SCA, ADGM, ADX, Ministry of Economy requirements, and AML/CFT regulations.
  • Experience developing and implementing compliance programs, AML/CFT frameworks, sanctions compliance controls, and corporate ethics initiatives.
  • Hands on experience conducting compliance risk assessments, third party due diligence, investigations, and policy development.
  • Familiarity with sanctions regimes including OFAC, EU, UN, and UAE sanctions requirements.
  • Experience working within trading, commodities, financial services, banking, regulated entities, or multinational corporate environments will be highly preferred.

Knowledge & Skills

  • Anti Money Laundering & Counter Financing of Terrorism (AML/CFT) Knowledge of UAE Federal AML/CFT legislation, international standards in line with FATF 40 Recommendations, CBUAE guidelines, Ministry of Economy requirements, and best practices in customer due diligence.
  • Sanctions Compliance Knowledge of UAE, EU, OFAC, UN, and other extraterritorial sanctions regimes, including sectoral sanctions, trade restrictions, and humanitarian exemptions.

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