Regulatory Compliance Manager (Wealth & Trading)
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Key skills for this role
About the Role
Revolut is looking for a Regulatory Compliance Manager to oversee regulatory frameworks around wealth and trading features. The role involves providing oversight on compliance obligations, regulatory mapping, policy implementation, and training.
Key Skills for This Role
Responsibilities
- Providing oversight on compliance obligations for W&T products and related controls for operations across the business
- Ensuring high quality regulatory mapping
- Challenging, assessing, and implementing policies from scratch
- Reviewing 1LoD compliance approvals for W&T products, and providing appropriate feedback
- Implementing a robust, company wide training and competency program for W&T
- Providing 2LoD oversight on W&T complaints, diving into root cause analysis to drive better customer outcomes
- Overseeing horizon scanning for relevant geographies
Requirements
- 7+ years of experience in a regulatory compliance role within a consultancy, compliance function, or regulator with expertise in W&T related obligations (MiFID, EMIR, PROD)
- A university degree in STEM, business, or finance
- Knowledge of how to conduct regulatory gap analysis
- Familiarity with policy creation and implementation
- Solid understanding of the interplay between compliance risk and business risk
- Ability to work well under pressure, manage multiple projects at once, and meet tight deadlines
- Excellent analytical, communication, and interpersonal skills
- Fluency in English
Full Job Posting
About Revolut
- People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that.
- Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 75+ million customers get more from their money every day.
About The Role
- Our Compliance team blends regulatory expertise with data driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers.
- We’re looking for a Regulatory Compliance Manager to oversee regulatory frameworks around wealth and trading features. You'll keep our consumer protection practise in compliance while providing oversight on regulatory obligations and related controls.
What You'll Be Doing
- Providing oversight on compliance obligations for W&T products and related controls for operations across the business
- Ensuring high quality regulatory mapping
- Challenging, assessing, and implementing policies from scratch
- Reviewing 1LoD compliance approvals for W&T products, and providing appropriate feedback
- Implementing a robust, company wide training and competency program for W&T
- Providing 2LoD oversight on W&T complaints, diving into root cause analysis to drive better customer outcomes
- Overseeing horizon scanning for relevant geographies
What You'll Need
- 7+ years of experience in a regulatory compliance role within a consultancy, compliance function, or regulator with expertise in W&T related obligations (MiFID, EMIR, PROD)
- A university degree in STEM, business, or finance
- Knowledge of how to conduct regulatory gap analysis
- Familiarity with policy creation and implementation
- A solid understanding of the interplay between compliance risk and business risk
- The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines
- The ability to communicate positively with members of various internal teams and regulators
- Excellent analytical, communication, and interpersonal skills
- Fluency in English
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