Regulatory Compliance Manager (Wealth & Trading)
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Key skills for this role
About the Role
Revolut seeks a Regulatory Compliance Manager to ensure consumer protection compliance in wealth and trading. The role involves advising on investment compliance (MiFID II, UCITS, MAR), monitoring regulatory architecture, and supporting product launches.
Key Skills for This Role
Responsibilities
- Act as a regulatory compliance expert regarding client onboarding, product governance, and investment product launches
- Monitor, test, and report on the effectiveness of our regulatory architecture
- Draft, implement, and roll out compliance plans, frameworks, and policies
- Participate and advise on product launches, providing expert regulatory advice to support the Operations team
- Develop and execute a world class compliance framework and training programme
- Support interactions with regulators
Requirements
- Practical knowledge of MiFID II, UCITS, and MAR
- Experience in compliance risk management within a consultancy, compliance function, or regulator
- Ability to work well under pressure, manage multiple projects, and meet tight deadlines
- Knowledge of how to conduct regulatory gap analysis
- Familiarity with policy creation and implementation
- Solid understanding of the interplay between compliance risk and business risk
- Ability to communicate positively with regulators and internal teams
- Multitasking skills with impeccable attention to detail
- Excellent analytical, communication, and interpersonal skills
Full Job Posting
About Revolut
- People deserve more from their money. More visibility, more control, and more freedom.
- Since 2015, Revolut has been on a mission to deliver just that.
- Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 75+ million customers get more from their money every day.
- We have 13,000+ people working around the world, from our offices and remotely.
About The Role
- Our Compliance team blends regulatory expertise with data driven thinking to make sure our products meet legal and policy requirements.
- We’re looking for a Regulatory Compliance Manager to keep our consumer protection practice in compliance.
- You‘ll advise on investment compliance (MiFID II, UCITS, MAR) and support with establishing and monitoring related controls.
What You'll Be Doing
- Acting as a regulatory compliance expert regarding client onboarding, product governance, and investment product launches.
- Monitoring, testing, and reporting on the effectiveness of our regulatory architecture.
- Drafting, implementing, and rolling out compliance plans, frameworks, and policies.
- Participating and advising on product launches, providing expert regulatory advice to support the Operations team to fully comply with local regulations.
- Developing and executing a world class compliance framework and training programme.
- Supporting interactions with regulators.
What You'll Need
- Practical knowledge of MiFID II, UCITS, and MAR.
- Experience in compliance risk management within a consultancy, compliance function, or regulator.
- The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines.
- Knowledge of how to conduct regulatory gap analysis.
- Familiarity with policy creation and implementation.
- A solid understanding of the interplay between compliance risk and business risk.
- The ability to communicate positively with regulators and members of various internal teams.
- Multitasking skills with impeccable attention to detail.
- Excellent analytical, communication, and interpersonal skills.
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