Regulatory Compliance Manager (Wealth & Trading)
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Key skills for this role
About the Role
Revolut is seeking a Regulatory Compliance Manager to oversee regulatory frameworks for wealth and trading products. You will ensure compliance with obligations like MiFID, EMIR, and PROD, provide 2LoD oversight, and implement training programs.
Key Skills for This Role
Responsibilities
- Provide oversight on compliance obligations for Wealth & Trading products and related controls
- Ensure high quality regulatory mapping
- Challenge, assess, and implement policies from scratch
- Review 1LoD compliance approvals for W&T products and provide feedback
- Implement a robust company wide training and competency program for W&T
- Provide 2LoD oversight on W&T complaints and drive root cause analysis
- Oversee horizon scanning for relevant geographies
Requirements
- 7+ years of experience in regulatory compliance within consultancy, compliance function, or regulator with expertise in W&T related obligations (MiFID, EMIR, PROD)
- University degree in STEM, business, or finance
- Knowledge of how to conduct regulatory gap analysis
- Familiarity with policy creation and implementation
- Solid understanding of interplay between compliance risk and business risk
- Ability to work under pressure, manage multiple projects, and meet tight deadlines
- Excellent analytical, communication, and interpersonal skills
- Fluency in English
Full Job Posting
About the role
- Our Compliance team blends regulatory expertise with data driven thinking to ensure products meet legal and policy requirements.
- We are looking for a Regulatory Compliance Manager to oversee regulatory frameworks around wealth and trading features.
What you'll be doing
- Providing oversight on compliance obligations for W&T products and related controls for operations across the business.
- Ensuring high quality regulatory mapping.
- Challenging, assessing, and implementing policies from scratch.
- Reviewing 1LoD compliance approvals for W&T products and providing appropriate feedback.
- Implementing a robust, company wide training and competency program for W&T.
- Providing 2LoD oversight on W&T complaints, diving into root cause analysis to drive better customer outcomes.
- Overseeing horizon scanning for relevant geographies.
What you'll need
- 7+ years of experience in a regulatory compliance role within a consultancy, compliance function, or regulator with expertise in W&T related obligations (MiFID, EMIR, PROD).
- A university degree in STEM, business, or finance.
- Knowledge of how to conduct regulatory gap analysis.
- Familiarity with policy creation and implementation.
- A solid understanding of the interplay between compliance risk and business risk.
- The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines.
- The ability to communicate positively with members of various internal teams and regulators.
- Excellent analytical, communication, and interpersonal skills.
- Fluency in English.
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