Regulatory Compliance Manager (Wealth & Trading)
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Key skills for this role
About the Role
Revolut seeks a Regulatory Compliance Manager to ensure consumer protection compliance in wealth and trading. You will advise on MiFID II, UCITS, and MAR, monitor regulatory architecture, and support product launches.
Key Skills for This Role
Responsibilities
- Act as regulatory compliance expert regarding client onboarding, product governance, and investment product launches
- Monitor, test, and report on effectiveness of regulatory architecture
- Draft, implement, and roll out compliance plans, frameworks, and policies
- Participate and advise on product launches, providing expert regulatory advice to Operations team
- Develop and execute compliance framework and training programme
- Support interactions with regulators
Requirements
- Practical knowledge of MiFID II, UCITS, and MAR
- Experience in compliance risk management within a consultancy, compliance function, or regulator
- Ability to work under pressure and manage multiple projects
- Knowledge of regulatory gap analysis
- Familiarity with policy creation and implementation
- Solid understanding of interplay between compliance risk and business risk
- Excellent analytical, communication, and interpersonal skills
Full Job Posting
About Revolut
- Revolut is a financial super app with over 75 million customers, offering spending, saving, investing, exchanging, and travelling products.
About the role
- The Compliance team blends regulatory expertise with data driven thinking to ensure products meet legal and policy requirements.
- The Regulatory Compliance Manager will keep consumer protection practice in compliance, advising on investment compliance (MiFID II, UCITS, MAR) and supporting related controls.
What you'll be doing
- Acting as a regulatory compliance expert regarding client onboarding, product governance, and investment product launches.
- Monitoring, testing, and reporting on the effectiveness of our regulatory architecture.
- Drafting, implementing, and rolling out compliance plans, frameworks, and policies.
- Participating and advising on product launches, providing expert regulatory advice to support the Operations team.
- Developing and executing a world class compliance framework and training programme.
- Supporting interactions with regulators.
What you'll need
- Practical knowledge of MiFID II, UCITS, and MAR.
- Experience in compliance risk management within a consultancy, compliance function, or regulator.
- Ability to work well under pressure, manage multiple projects, and meet tight deadlines.
- Knowledge of how to conduct regulatory gap analysis.
- Familiarity with policy creation and implementation.
- Solid understanding of the interplay between compliance risk and business risk.
- Ability to communicate positively with regulators and internal teams.
- Multitasking skills with attention to detail.
- Excellent analytical, communication, and interpersonal skills.
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