Manager - Surveillance
Job Fit Check
Base Career helps you apply smarter for this job.
Key skills for this role
About the Role
Abu Dhabi Global Market is seeking a Manager for the Surveillance team within the Markets Department. The role focuses on monitoring and supervising trading activity in Spot Virtual Assets and Virtual Asset Derivatives, managing surveillance alerts, and investigating potential market abuse.
Key Skills for This Role
Responsibilities
- Manage real time / end of day market monitoring, ensuring Surveillance alerts are coded accurately
- Identify, investigate, manage and escalate potential Market Abuse matters
- Ensure the market is monitored for instances where the market may not be fully informed
- Engage and support stakeholders including exchanges, market participants, and vendors
- Assist with maintaining core systems including issue resolution and upgrades
- Work collaboratively with internal teams on market supervision matters
- Monitor and update operational procedures and risk controls
- Contribute to monthly, quarterly and annual reporting by Markets
- Assist in various technology implementation projects across the FSRA
- Keep up to date and advise Line Management on changes to regulations and policy
Requirements
- Experience in market surveillance or related regulatory role
- Knowledge of financial instruments, virtual assets, and spot commodities
- Ability to manage real time market monitoring and investigate potential market abuse
- Experience with surveillance systems and technology implementation projects
Full Job Posting
Role Overview
- The FSRA is responsible for the regulation of Financial Services activities in the ADGM. The Supervision & Markets Division consists of the Supervision Division (Supervision) and the Markets Division (Markets). This Manager role is within the Markets Department.
- Covering Financial Instruments, Virtual Assets and Spot Commodities, Markets authorises and supervises Market Infrastructures, Remote Bodies, Remote Members, Issuers, Reporting Entities and Benchmark Providers. It is also responsible for the development and oversight of the offering, listing, tradin
- The Manager role is a key member of the Markets (Surveillance) team, with accountability for the monitoring and supervision of trading activity (with this role being focussed on Spot Virtual Assets and Virtual Asset Derivatives) undertaken on Recognised Investment Exchanges and MTFs within ADGM, ens
Operational responsibilities
- Manage real time / end of day market monitoring, ensuring that Surveillance alerts are coded accurately within set timeframes, and with comprehensive recording of decisions.
- Identify, investigate, manage and escalate potential Market Abuse matters (including for insider trading or market manipulation).
- Ensure the market is monitored for instances where the market may not be fully informed (working, for example, with FSRA Listing Authority colleagues).
- Ensure Surveillance takes a proactive approach to ensure issues are escalated in a timely and professional manner.
- Engage, and support the Senior Manager, in servicing a diverse range of stakeholders including exchanges/trading platforms, Market Participants, and data/system vendors.
- Assist with maintaining core systems including issue resolution, scheduled maintenance, upgrades and technical issues.
- Work collaboratively with internal teams (including on market supervision matters).
- Monitor and update operational procedures and risk controls.
- Perform testing and maintenance of test environments as required.
- Contribute to monthly, quarterly and annual reporting by Markets.
- Assist in various technology implementation projects across the FSRA as required.
- Keep up to date and advise Line Management on changes to the regulations and policy that will impact Markets functions.
Strategic responsibilities
- Continuously improve Markets, and Surveillance, practices to ensure that ADGM takes a leading role in market surveillance, Derivative, Virtual Asset and related capital market developments.
- Pro actively engage with ADGM, regional and international market participants and other stakeholders
Information Security related
- Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy and as per best practices explained in the induction and awareness sessions.
- Confidentiality, Integrity and availability of the ADGM Information shall be maintained at all times i.e. within as well as outside ADGM.
Apply for this job in 1 click
Skip the repetitive application forms
Install the Base Career Chrome Extension and autofill job applications across major job boards with your profile.
Trusted by over 500,000 job seekers on Base Career
More from this employer
More jobs at Abu Dhabi Global Market
Senior Specialist - Business Applications
Abu Dhabi, UAE
ADGM is seeking a Senior Specialist for Business Applications to manage the lifecycle of line-of-business applications, provide digitization and automation solutions, and lead internal and external resources. Requires 8-
Senior Specialist – Supervision (Intermediary)
Abu Dhabi, UAE
Responsible for supervising virtual asset intermediaries, ensuring compliance with regulations, and enhancing risk management practices while collaborating with stakeholders.
Senior Manager - Policy
Abu Dhabi, UAE
The role involves developing financial services policies, engaging with stakeholders, and ensuring compliance with international regulatory frameworks in asset management and fi...
Manager - Supervision
Abu Dhabi, UAE
Responsible for supervising financial institutions, implementing risk-based approaches, enhancing regulatory frameworks, and managing stakeholder relationships in Fund and Asset...
Manager - Supervision
Abu Dhabi, UAE
Responsible for supervising financial institutions, executing risk-based supervisory approaches, and enhancing regulatory frameworks while managing stakeholder relationships.
Manager - Supervision
Abu Dhabi, UAE
Responsible for supervising financial institutions in Fund and Asset Management, utilizing risk-based approaches, and enhancing regulatory frameworks with strong communication s...
Manager - Market Infrastructure (FSRA Markets)
Abu Dhabi, UAE
Responsible for AML-related supervision of Markets Firms, focusing on Virtual Assets, with expertise in regulatory compliance and stakeholder management.
Senior Manager (Market Infrastructure)
Abu Dhabi, UAE
Responsible for authorisation and supervision of Recognised Clearing Houses, focusing on Derivatives and Virtual Assets, while managing regulatory relationships and enhancing ma...
Senior Specialist - Business Applications
Abu Dhabi, UAE
Senior Specialist – Supervision (Intermediary)
Abu Dhabi, UAE
Senior Manager - Policy
Abu Dhabi, UAE
Manager - Supervision
Abu Dhabi, UAE
Manager - Supervision
Abu Dhabi, UAE
Manager - Supervision
Abu Dhabi, UAE
Manager - Market Infrastructure (FSRA Markets)
Abu Dhabi, UAE
Senior Manager (Market Infrastructure)
Abu Dhabi, UAE