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Head of Compliance

CoinW
Dubai, UAE
Full Time
Director
2 weeks ago
Compliance System ManagementAML/CFTKYC/EDDSanction ScreeningTravel RuleCryptocurrency Compliance
Free

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Compliance System ManagementAML/CFTKYC/EDD
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Job Responsibilities

  • Coordinate the construction of the company's global compliance system, establish a complete risk control, compliance, and internal control management system, covering the entire process of AML/CFT, Sanction Screening, Travel Rule, KYC/EDD, and adapt to business scenarios such as Web3 business transa
  • Based on the company's business layout, research and analyze the regulatory policies of global mainstream jurisdictions (such as SFC, MAS, MiCA, FCA).
  • Sort out the red lines of business compliance, issue compliance opinions for on chain transactions, token publishing, asset custody, cross border operations, etc., review product plans, operational activities, and cooperation agreements.
  • Lead the research, application, and implementation of global crypto asset VASP licenses and financial licenses, and be responsible for the drafting of license materials, regulatory liaison, and review follow up.
  • Responsible for the daily maintenance of existing licenses, annual compliance reviews, regulatory inquiries, and on site inspections.
  • Establish an offshore entity, fund structure, and customer asset isolation system, and improve cross border compliance operation mode.
  • Monitor on chain risks, identify suspicious transactions, detect money laundering risks, optimize risk control screening models, regularly output compliance risk reports.
  • Handle regulatory inquiries, compliance complaints, and risk emergencies, formulate emergency response plans.
  • Control marketing compliance, public opinion compliance, advertising compliance.
  • Build a compliance team, establish departmental workflow and evaluation standards.
  • Conduct Compliance Training for the company's product, technology, operation, and business teams.
  • Coordinate with the legal, financial, technical, and risk control departments to optimize the compliance process.

Job Requirements

  • Bachelor's degree or above in law, finance, or risk control related majors. Possession of lawyer's practice certificate, CAMS, CCRM, or other compliance certifications is preferred.
  • More than 8 years of experience in financial compliance, risk control, legal work, 5 years or more of Web3/crypto asset industry compliance leader experience.
  • Possessing experience in successfully applying for and implementing encryption licenses in Hong Kong, Singapore, and any region in the Middle East.
  • Proficient in AML, KYC, sanction screening, Travel Rule, data cross border compliance rules, and familiar with on chain risk control logic and blockchain basic technology.
  • Fluent in English, can be used as a working language, and can independently liaise with overseas regulators and foreign law firms.
  • Deep understanding of the global mainstream countries' cryptocurrency regulatory policies.
  • Possessing the ability to build a comprehensive compliance system, experience in setting up and managing a large Web3 enterprise compliance team.
  • Familiar with the key points of token publishing, on chain transactions, asset custody, and cross border capital flow compliance.
  • Strong resilience, excellent business negotiation, XFN communication, and document writing skills.

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