Compliance Officer
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Key skills for this role
About the Role
We are seeking a high-caliber MLRO and Compliance Officer to lead and safeguard the regulatory integrity of a growing Company Service Provider (CSP) based in the UAE. In this pi.
Key Skills for This Role
Responsibilities
- Maintain and conduct annual reviews of the Business Risk Assessment, including CDD/EDD protocols and sanctions/PEP screening
- Act as the designated reporting officer, managing internal suspicion reports and filing official STRs/SARs with the UAE Financial Intelligence Unit
- Manage all conditions of the CSP license, including client money handling, statutory filings, UBO record keeping, and the two business day retrieval mandate
- Represent the firm in all correspondence with the ADGM Registration Authority, managing notifications and ensuring continuous readiness for compliance assessments
- Execute the compliance monitoring program, deliver specialized staff AML training, and provide strategic counsel to the Board of Directors
Requirements
- Experience as MLRO and Compliance Officer in a CSP or similar regulated entity
- Deep knowledge of AML/CFT regulations and frameworks
- Experience with regulatory reporting and filing STRs/SARs
- Familiarity with ADGM regulatory requirements
- Strong analytical and communication skills
Full Job Posting
Overview
- We are seeking a high caliber MLRO and Compliance Officer to lead and safeguard the regulatory integrity of a growing Company Service Provider (CSP) based in the UAE.
- You will own the end to end AML/CFT framework and serve as the primary liaison with the ADGM Registration Authority.
- This is a unique opportunity for a seasoned compliance professional to step into a position of high visibility.
Key Responsibilities
- Maintain and conduct annual reviews of the Business Risk Assessment, including CDD/EDD protocols and sanctions/PEP screening across UN, OFAC, EU, and UAE lists.
- Act as the designated reporting officer, managing internal suspicion reports and filing official STRs/SARs with the UAE Financial Intelligence Unit.
- Manage all conditions of the CSP license, including client money handling, statutory filings, UBO record keeping, and the two business day retrieval mandate.
- Represent the firm in all correspondence with the ADGM Registration Authority, managing notifications and ensuring continuous readiness for compliance assessments.
- Execute the compliance monitoring program, deliver specialized staff AML training, and provide strategic counsel to the Board of Directors regarding risk and potential breaches.
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