Compliance Executive
Job Fit Check
Base Career helps you apply smarter for this job.
Key skills for this role
About the Role
We are seeking a detail-oriented and proactive Compliance Executive to join our team in Abu Dhabi. The ideal candidate will have experience in compliance, AML/KYC, regulatory reporting, and risk management within the CSP or banking sector.
Key Skills for This Role
Full Job Posting
Overview
We are seeking a detail-oriented and proactive
Compliance Executive
to join our team in
Abu Dhabi.
The ideal candidate will have experience in compliance, AML/KYC, regulatory reporting, and risk management within the CSP or banking sector.
The role involves ensuring adherence to applicable regulatory requirements, internal policies, and industry best practices.
Key Responsibilities
- :Conduct Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and Know Your Customer (KYC) reviews
- .Monitor and ensure compliance with UAE regulatory requirements, AML/CFT regulations, and internal compliance policies
- .Review and assess client onboarding documentation and identify potential compliance risks
- .Assist in preparing and submitting regulatory reports and compliance-related filings
- .Perform periodic compliance monitoring and risk assessments
- .Maintain accurate compliance records and documentation
- .Investigate and escalate suspicious activities or compliance concerns when required
- .Support internal and external audits by providing necessary documentation and reports
- .Stay updated with regulatory developments and advise relevant stakeholders on compliance obligations
- .Conduct compliance awareness sessions and provide guidance to employees on regulatory requirements
- .Collaborate with various departments to ensure effective implementation of compliance controls
- .
Qualifications & Requirement
- s:Bachelor's degree in Law, Finance, Business Administration, Accounting, or a related fiel
- d.3–6 years of compliance experience within a CSP, banking, financial services, or consulting environmen
- t.Strong understanding of AML/CFT regulations, KYC requirements, sanctions screening, and risk management practice
- s.Knowledge of UAE regulatory frameworks and compliance requirement
- s.Professional certifications such as CAMS, ICA, or equivalent will be an added advantag
- e.Strong analytical, organizational, and problem-solving skill
- s.Excellent communication and report-writing abilitie
- s.Proficiency in Microsoft Office application
- s.
Preferred Skil
- ls:Experience handling client onboarding and ongoing monitoring process
- es.Familiarity with compliance screening tools and regulatory databas
- es.Ability to manage multiple tasks while maintaining attention to deta
- il.Strong stakeholder management and interpersonal skil
- ls.
Benef
- its:Competitive salary pack
- age.Career growth opportunit
- ies.Exposure to a dynamic compliance and regulatory environm
- ent.Health insurance and other company benefits as per UAE labor
- law.
Apply for this job in 1 click
Skip the repetitive application forms
Install the Base Career Chrome Extension and autofill job applications across major job boards with your profile.
Trusted by over 500,000 job seekers on Base Career
More from this employer
More jobs at A&A Associate
Head Of Sales
Abu Dhabi Emirate, UAE
We are seeking an experienced Head of Sales with a strong background in UAE Business Setup/Company Formation to lead our sales team in Abu Dhabi. The role involves developing sales strategies, driving revenue growth, man
Software Sales &Customer Relationship Executive
Dubai, UAE
A&A Associate LLC is seeking a Software Sales & Customer Relationship Executive to promote and demonstrate Ledgers.cloud, a cloud-based Accounting and CRM platform. The role involves product demonstrations, managing cust
Head of Business Development
Dubai, UAE
A&A Associate seeks an experienced Head of Business Development to lead growth initiatives, manage a team, and drive revenue. The ideal candidate has a strong sales background, leadership skills, and experience in the Co
Business Setup Advisor
Abu Dhabi Emirate, UAE
A&A Associate is looking for an experienced Business Setup Advisor to guide clients through UAE company formation in Abu Dhabi. The role involves advising on Mainland, Free Zone, and Offshore options, handling documentat
IT Head (Salesforce Developer)
Abu Dhabi Emirate, UAE
A&A Associate is seeking an experienced IT Head with a strong background in Salesforce development, administration, and enterprise applications to lead the technology function and drive digital transformation. The role i
Social Media Executive
Dubai, UAE
Job Summary: A&A Associate is looking for an energetic, ideas-driven Social Media Executive who can take ownership of our digital presence and keep our brand active, relevant, and engaging every single day. We need someo
Human Resources Executive
, UAE
A&A Associate is looking for a proactive HR Executive to support day-to-day HR operations including recruitment, onboarding, employee relations, and compliance with UAE Labour Law. The role requires 2-4 years of HR exper
Head Of Sales
Abu Dhabi Emirate, UAE
Software Sales &Customer Relationship Executive
Dubai, UAE
Head of Business Development
Dubai, UAE
Business Setup Advisor
Abu Dhabi Emirate, UAE
IT Head (Salesforce Developer)
Abu Dhabi Emirate, UAE
Social Media Executive
Dubai, UAE
Human Resources Executive
, UAE