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Assistant Compliance Manager - Wealth Management (UAEN Only)

Emirates Islamic
Abu Dhabi, UAE
Full-time
Entry
Onsite
Discovered 1 weeks ago
wealth management complianceSCA requirementsUAE Central Bank requirementsregulatory monitoringproduct and fund approvalscompliance documentation review
Free

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wealth management complianceSCA requirementsUAE Central Bank requirements
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Job Overview

The Assistant Manager, Wealth Management Compliance supports the Head of Wealth Compliance with day-to-day compliance activities, regulatory reviews, product and fund approvals, monitoring, and management reporting.

The role ensures adherence to applicable SCA and UAE Central Bank requirements and supports the effective operation of the Wealth Management Compliance function.

Key Responsibilities

  • Monitor SCA and Central Bank circulars, assess applicability and requirements, and communicate relevant updates to stakeholders.
  • Review Wealth Management products, services, documents, processes, proposals, and counterparty agreements for compliance approval.
  • Support compliance monitoring reviews of Wealth Management investment activities and follow issues through remediation or regularization.
  • Coordinate, verify, reconcile, and maintain information for regulatory submissions, departmental reports, and management information.
  • Assist with regulatory surveys, licensing requirements, audits, ad hoc projects, staff training, and knowledge sharing.

Skills and Experience

  • Bachelor's degree or diploma from a reputable institution.
  • Two to three years of broad banking or multinational organization experience.
  • Strong written and spoken English and the ability to communicate effectively across management levels.
  • Strong analytical, problem-solving, negotiation, influencing, and compliance-documentation review skills.
  • Proactive, organized, detail-oriented, and able to work independently while managing priorities and strict deadlines.

About Emirates Islamic

Emirates Islamic was launched in 2004 to provide banking services aligned with Shari'a principles.

The bank emphasizes employee development, talent management, training, and opportunities for motivated professionals and graduates.

Emiratization is a strategic objective supported by dedicated development programs for young Emiratis.

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