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Officer - Remediation (For Emiratization)

DIB
Dubai, UAE
Fulltime
Entry
3 months ago
Risk Management
Free

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Key skills for this role

Risk Management
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Key Responsibilities

  • To conduct end to end KYC Customer / Enhanced Due Diligence (CDD) / (EDD) for the New to Bank Clients,
  • Periodic & Trigger Review clients by liaising with all stake holders and ensure all clients are onboarded and
  • reviewed within the agreed timelines.
  • Main stakeholders are Clients, KYC Operations Team, Compliance and
  • RM.
  • Conduct Name screening, due diligence, SAS screening, Adverse Media matches and online portal
  • verifications (trade licenses) for the clients and review AML and Sanctions and DNFPB and Wolfsburg
  • Questionnaires, wherever applicable.
  • Confirm KYC data requirements by collecting relevant KYC information as per checklist by liaising with client
  • and RM & Responsible for FATCA/CRS remediation wherever applicable.
  • Perform the core banking system update for the verified Trade license and FATCA-CRS
  • Constantly liaise with the clients through registered communication channels (email and phone) for the
  • necessary information in-order to review the appropriateness and completion of the Customer Risk

Assessment

  • Managing the workflow and timely submission to the final approvers and Support LM assisting with
  • projects/deliverable to meet deadlines ensuring adherence to all internal policies / procedures and external
  • regulatory requirements at all times
  • Experience in risk management field and proven experience in supporting the development of business
  • activities whilst robustly applying risk management disciplines and controls.
  • Implement Group Internal Audit
  • and Regulatory recommendations on QA findings relating to On-boarding and periodic KYC.
  • All the above accountabilities includes but not limited to any additional/new tasks or responsibilities assigned by the line Manager.

Work Experience

  • Minimum of 3-4 years of experience in a reputable international bank/FI.
  • Relevant experience (AML/KYC/compliance related) with understanding of
  • Corporate KYC requirements.
  • Familiarity with AML/KYC regulations and industry guidelines, along with client
  • structure and hierarchies, knowledge of Funds, Brokers, Loan Agencies &

Correspondent Banks

  • Experienced with operating in a regulator.

Education

  • Minimum Bachelor's degree in management, banking, finance. Certification in
  • compliance, KYC/AML/CFT, financial crime or risk management (will be added advantage)

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