Compliance Risk Assessment (Temporary – 12 months)
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Key skills for this role
About the Role
BNP Paribas seeks a Compliance Risk Assessment Analyst for a 12-month temporary position in Montreal. The role supports the CIB Compliance Risk Assessment program, including developing databases, questionnaires, and reports, and conducting quality assurance reviews.
Key Skills for This Role
Responsibilities
- Develop databases and questionnaires, report on risk assessment results, and securely store documentation
- Develop and maintain an inventory of risk profiles and/or statements to categorize regulatory requirements
- Create and maintain the process for business to document and assess controls through the risk assessment framework
- Train and coordinate execution of Compliance Risk Assessment campaigns
- Perform quality assurance reviews of risk assessment results for consistency and completeness
- Support 1LOD with documentation of corrective action plans
- Identify potential enhancements to compliance risk assessment methodologies, procedures, and tools
- Comply with external regulatory requirements and internal control standards
- Develop Compliance Risk Assessment reporting and presentations to governing bodies
Requirements
- BA or BS degree
- 4 years' experience in financial services firm and/or self regulatory organization (preferably Compliance, Risk, Regulatory, or data analytics roles)
- Professional working proficiency in English
- Strong knowledge of data analytics, working with structured and unstructured data
- Robust Excel knowledge including advanced formulas
- Strong communication skills including concise and substantive commentary
- Strong attention to detail
- Presentation and reporting skills (MS Excel, SharePoint, Word, PowerPoint)
- Strong execution skills with ability to work under demanding deadlines
- Team player with ability to collaborate across front and back office stakeholders
- Problem solving and root cause identification skills
Full Job Posting
Position at a Glance
- The Compliance Risk Assessment Program and other permanent control activities are within the Compliance COO Function.
- The CIB Compliance Risk Assessment program (non Financial Security) for the Americas serves as a foundation point within the overall Compliance Program for BNP Paribas.
In Detail
- Development of databases and questionnaires, report on risk assessment results, and securely store all risk assessment documentation.
- Development and ongoing maintenance of an inventory of risk profiles and/or statements to categorize regulatory requirements and obligations.
- Creating and maintaining the process by which the business will document and assess their controls through the risk assessment framework.
- Training and coordinating the execution of Compliance Risk Assessment campaigns.
- Quality assurance reviews of risk assessment results to review consistency and completeness of responses.
- Supporting 1LOD with the documentation of corrective action plans in the appropriate repository along with owner and target date.
- Identification of potential enhancements to the compliance risk assessment methodologies, procedures, processes, tools and user interface, risk indicator inputs, analytics and reporting formats.
- Comply with external regulatory requirements and expectations; internal control standards; Group, Americas, IHC and Operating Entity policies, procedures and standards.
- Development of Compliance Risk Assessment reporting and presentations to appropriate governing bodies.
Strengths and Skills
- BA or BS Degree a must.
- 4 years’ experience working for a financial services firm and/or self regulatory organization (preferably in Compliance, Risk, Regulatory roles and /or data analytics roles).
- Professional working proficiency in English language is required.
- Strong knowledge of data analytics, working with structured and unstructured data. Robust Excel knowledge, including use of advanced formulas.
- Strong communication skills including proficiency in writing concise and substantive commentary to summarize results.
- Strong attention to detail.
- Presentation and reporting skills including MS Excel, SharePoint, Word, and PowerPoint.
- Strong execution skills with the ability to work successfully under demanding deadlines.
- Team player with the ability to work collaboratively across front and back office stakeholders and senior management.
- Problem solving and root cause identification skills.
What’s In It For You
- Competitive compensation, flexible benefits including family and spouse insurance program, defined contribution pension plan, paid days for volunteering.
- Hybrid work arrangements available; in office presence required minimum 3 days per week, one of which must be Monday or Friday.
- Excellent training and personal development programs, opportunities for career development within the company and internationally.
Work Conditions
- Standard working conditions in an office and a normal work schedule from Monday to Friday.
About Us
- BNP Paribas is the top bank in the European Union and a major international banking establishment, present in 63 countries with more than 180,000 employees.
- Since 1961, BNP Paribas has supported large Canadian companies and institutions, with over 1,400 employees in Canada.
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