Compliance Officer
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Key skills for this role
About the Role
Role: Compliance Officer Location: Dubai Industry: CFD Forex (SCA Category 5) Join a regulated financial services firm in Dubai and play a key role in maintaining compliance with UAE Securities and Commodities Authority (SCA) requirements.
Key Skills for This Role
Full Job Posting
Industry: CFD Forex (SCA Category 5)
Join a regulated financial services firm in Dubai and play a key role in maintaining compliance with
Uae Securities And Commodities Authority (Sca)
requirements.
What You’ll Do
✔ Prepare and submit SCA regulatory reports
✔ Monitor regulatory updates & ensure timely filings
✔ Maintain compliance policies & internal controls
✔ Support AML/CFT monitoring and KYC processes
✔ Assist with audits, inspections, and regulator communications
✔ Deliver compliance training & promote compliance culture
What We’re Looking For
✔ 2+ years in compliance within brokerage sector
✔ Strong knowledge of SCA Category 5 obligations & UAE AML regulations
✔ Experience with regulatory reporting & notifications
✔ Excellent attention to detail & deadline management
✔ Bachelor’s degree (Law, Finance, Business or similar)
✔ CISI certification preferred
✔ English fluency required (Arabic a plus)
Why Apply?
✅ Work within a regulated financial environment
✅ Opportunity to strengthen regulatory expertise
To apply, please send your updated CV to
jinal@fintop.co.uk
or submit your application through this job post.
Only shortlisted candidates will be contacted. 😊
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