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AVP, Compliance - Global Corporate Finance (Emiratization)

First Abu Dhabi Bank FAB
Abu Dhabi, UAE
Manager
6 months ago
Regulatory ComplianceInvestment BankingRisk AssessmentAdvisoryStakeholder ManagementUAE Regulations
Free

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Job Purpose

  • The Investment Banking & Markets (IB&M) Compliance team is responsible for providing compliance advisory services and support to all Investment Banking and Global Markets business areas.
  • The role of AVP Compliance Advisory is responsible to support in providing Second Line of Defense compliance advisory support, primarily for Investment Banking Coverage teams and Global Corporate Finance.

Key Accountabilities

  • Support implementation of the Bank's Compliance strategy within the IB&M teams.
  • Providing Compliance advice and guidance to relevant stakeholders.
  • Support the Head of Compliance Global Markets, GCF and Head of Surveillance to deliver the wider Compliance strategy.
  • Lead Compliance involvement in the product review process, new business initiatives, cross border activities and financial promotions.
  • Timely and diligent management of requests and queries received by the business.
  • Coordinate with Regulatory Compliance (RC) and Financial Crime Compliance (FCC) functions.
  • Support in the administration and response of external requests received from clients and counterparties.
  • Developing and strengthening relationships to promote best practice.
  • Deliver effective training and provide updates to IB&M businesses on compliance requirements.
  • Provide support for Compliance surveillance activities where required.
  • Proactively identify opportunities for continuous improvements.
  • Prepare MI related to the business areas for internal and, where required, external reports.

Minimum Qualifications

  • Bachelor's degree or higher in a field with demonstrable transferability to the role.
  • Certification in Compliance preferred.

Minimum Experience

  • Minimum of five years experience with a bank or financial institution.
  • Experience in a Compliance Advisory role, preferably in providing support to Corporate Finance or Investment Banking.
  • Strong understanding of UAE rules and regulations.
  • Excellent understanding of key Compliance risks and controls.
  • Team player capable of meeting tight deadlines and managing challenging workloads.
  • Excellent analytical skills and ability to support decisions with sound reasoning.
  • Excellent communication skills, including delivering to Senior Management.

About Us

  • First Abu Dhabi Bank (FAB) is the largest bank in the UAE and one of the world's largest and safest financial institutions.

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