Senior Auditor - Investments & Treasury
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Key skills for this role
About the Role
A confidential bank in Doha seeks a Senior Auditor to lead risk-based assurance across treasury, investments, ALM, liquidity, and market-risk functions. The role involves planning audits, executing fieldwork, testing controls, and reporting findings.
Key Skills for This Role
Responsibilities
- Plan and lead risk based audit engagements for treasury and investment functions
- Execute end to end audit fieldwork including testing control design and operating effectiveness
- Validate trade lifecycle controls, valuation and pricing controls, and collateral management processes
- Assess ALM and liquidity risk controls, market risk measurement, and model risk management
- Validate regulatory reporting controls and support ICoFR testing
- Prepare concise, evidence based audit reports with clear risk ratings and recommendations
- Coach and mentor junior auditors on technical skills and audit methodology
Requirements
- Bachelor’s or master’s degree in Finance, Accounting, Economics, Business, or related discipline
- Professional certification such as CIA, CPA, ACCA, ACA, CFA, FRM, CTF preferred
- Minimum 6 years of internal audit experience within banking, financial services or Big 4
- Demonstrable hands on exposure to treasury, investments, ALM, liquidity and market risk audits
- Proven track record of leading end to end, risk based audit engagements
- In depth knowledge of fixed income, equities, FX, repos, securities lending, derivatives, structured products, and alternative investments
Full Job Posting
Role Overview
- The Senior Auditor – Treasury & Investments leads and delivers independent, risk‑based assurance across the Bank’s treasury, investment portfolios, ALM, liquidity and market‑risk functions, and wealth management activities.
- The role will assess the control design and operating effectiveness, validates remediation, supports ICoFR testing, and conducts special investigations.
Key Accountabilities
- Plan and lead risk‑based audit engagements: Define scope and objectives, develop audit programs, coordinate resources.
- Execute end‑to‑end audit fieldwork: Perform testing on control design and operating effectiveness across front office, middle office and operations.
- Validate trade lifecycle controls including trade capture, confirmations, settlements, reconciliations, corporate actions, capital calls, and exception handling.
- Test valuation and pricing controls for securities, derivatives and alternative investments.
- Assess collateral, margin and counterparty exposure processes for repo, securities lending, derivatives and OTC transactions.
- Evaluate treasury operations such as cash management, payment processing, FX settlements, and intraday liquidity controls.
- Review portfolio governance including mandate compliance, investment limits, and performance attribution.
- Test ALM and liquidity risk controls including gap analysis, cashflow modelling, contingency funding plans.
- Assess market and profit rate risk measurement, limit setting, back testing, stress testing and hedging effectiveness.
- Validate regulatory reporting controls related to LCR, NSFR, capital adequacy and large exposures.
- Support ICoFR testing for treasury and investment processes.
- Prepare concise, evidence‑based audit reports with clear risk ratings, root causes, business impact and remediation recommendations.
Qualifications & Experience
- Bachelor’s or master’s degree in finance, Accounting, Economics, Business, or related discipline.
- Professional certification such as CIA, CPA, ACCA, ACA, CFA, FRM, CTF would be preferred.
- Minimum 6 years of internal audit experience within banking, financial services or Big 4, with demonstrable hands‑on exposure to treasury, investments, ALM, liquidity and market‑risk audits.
- Proven track record of leading end‑to‑end, risk‑based audit engagements and delivering high‑quality audit reports and remediation validation.
- In depth knowledge of fixed income, equities, FX, repos, securities lending, derivatives (OTC and exchange‑traded), structured products, and alternative investments (private equity, private credit, infrastructure, real estate).
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