Senior Associate Compliance Solutions
Job Fit Check
Base Career helps you apply smarter for this job.
Key skills for this role
About the Role
Waystone seeks a Senior Associate for Compliance Solutions to support clients with compliance and AML deliverables. The role involves acting as Compliance Officer/MLRO, developing policies, conducting monitoring, and providing training.
Key Skills for This Role
Responsibilities
- Providing day to day support to clients and colleagues in executing compliance, and AML deliverables
- Undertaking the role of Compliance Officer/MLRO and possibly Risk Officer
- Develop, initiate, maintain, and revise policies and procedures to ensure compliance with various regulatory requirements
- Drafting and/or executing a compliance monitoring and testing program and performing deskbased reviews to ensure compliance with regulatory and internal procedures
- Assist and/or providing training on compliance, AML, and corporate governance
- Providing outsourcing, authorization, and projects support to ADGM, DIFC, and onshore firms
- Ensuring that the regulatory returns and relevant notifications are submitted on a timely basis and acting as a point of contact with the regulator
- Undertaking client on boarding/KYC
- Be the first point of contact for internal suspicious activity reports and when submitting external suspicious activity reports to the financial intelligence unit and regulator
- Manage client’s expectations
- Attending and contributing to internal meetings
- Working with senior staff in investigating and responding to raised compliance risk management issues and preparing routine correspondence
Requirements
- Minimum of 3 years’ experience either in Compliance, AML or at the Regulators
- Educated to degree standard (or equivalent)
- Expected to obtain an AML or Compliance certificate within 3 months of joining
- Well versed in Compliance, AML, and Risk Management
Full Job Posting
Job Description
- Waystone leads the way in specialist services for the asset management industry.
- Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide.
- With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone is now serving assets under management in excess of $2Tn.
- Reporting to the Director Compliance Services, the Senior Associate – Compliance Solutions will be an integral part of the team’s success.
Essential Duties And Responsibilities
- Providing day to day support to clients and colleagues in executing compliance, and AML deliverables.
- Undertaking the role of Compliance Officer/MLRO and possibly Risk Officer.
- Develop, initiate, maintain, and revise policies and procedures to ensure compliance with various regulatory requirements.
- Drafting and/or executing a compliance monitoring and testing program and performing deskbased reviews to ensure compliance with regulatory and internal procedures.
- Commitment to minimum continuing professional development requirements, in accordance with internal and external standards.
- Assist and/or providing training on compliance, AML, and corporate governance.
- Providing outsourcing, authorization, and projects support to ADGM, DIFC, and onshore firms.
- Ensuring that the regulatory returns and relevant notifications are submitted on a timely basis and acting as a point of contact with the regulator.
- Undertaking client on boarding/KYC.
- Be the first point of contact for internal suspicious activity reports and when submitting external suspicious activity reports to the financial intelligence unit and regulator.
- Manage client’s expectations.
- Attending and contributing to internal meetings.
Experience
- The Senior Associate must have a minimum of 3 years’ experience either in Compliance, AML or at the Regulators and preferably educated to degree standard (or equivalent).
- A Senior Associate is expected to obtain an AML or Compliance certificate within 3 months of joining.
- A Senior Associate should be a well versed candidate, from within the Compliance, AML, and Risk Management space, who can act in a vigorous and independent manner to develop both policy, and culture across the organization.
Education
- Internationally 3rd level professional qualification required.
Apply for this job in 1 click
Skip the repetitive application forms
Install the Base Career Chrome Extension and autofill job applications across major job boards with your profile.
Trusted by over 500,000 job seekers on Base Career
More from this employer
More jobs at TALENTMATE
Restaurant General Manager
Dubai, UAE
Hilton is seeking a Restaurant General Manager to lead daily operations for a hotel dining outlet, deliver exceptional guest experiences, inspire the team, drive revenue growth, and uphold regulatory standards. Requires
Senior Institutional Sales - MENA
Dubai, UAE
Saxo Bank is seeking a Senior Institutional Sales professional to originate new institutional partnerships in the MENA region, focusing on banks, external asset managers, and IFAs. The role requires 5-8 years of solution
Senior HR Generalist
Dubai, UAE
KBR is seeking an experienced Senior HR Generalist for their Dubai office to manage HR operations, compensation, benefits, talent acquisition, and employee relations. The role requires 12+ years of experience with strong
Internship - Business Planning And Analysis Coordinator - Hermès Perfume And Beauty - Dubaï M W
Dubai, UAE
TALENTMATE is seeking an Internship - Business Planning and Analysis Coordinator to support two Area Managers for local markets at Hermès Perfume and Beauty in Dubai. Responsibilities include monitoring business plans, m
Technical HSE Specialist
Abu Dhabi, UAE
Worley is seeking a Technical HSE Specialist for a mega Oil & Gas project in Abu Dhabi. The role requires 15+ years of experience in Loss Prevention Engineering, ADNOC project experience, and offshore project experience.
Resident Engineer Bridges And Infrastructure - Dubai
Dubai, UAE
Zutari seeks an experienced Resident Engineer for major infrastructure works in Dubai. The role requires strong bridge and road infrastructure experience, RTA approval, and the ability to lead site supervision. Ideal can
Construction Supervisor-Mechanical
Abu Dhabi, UAE
Worley seeks a Construction Supervisor - Mechanical for a project in Abu Dhabi. The role involves supervising mechanical construction activities, coordinating with EPC contractors, and ensuring compliance with safety and
Build And Release Engineer
Dubai, UAE
TALENTMATE is recruiting a Build and Release Engineer for a client to oversee build and deployment processes. The role involves setting up build tools, implementing continuous integration, and managing deployment pipelin
Restaurant General Manager
Dubai, UAE
Senior Institutional Sales - MENA
Dubai, UAE
Senior HR Generalist
Dubai, UAE
Internship - Business Planning And Analysis Coordinator - Hermès Perfume And Beauty - Dubaï M W
Dubai, UAE
Technical HSE Specialist
Abu Dhabi, UAE
Resident Engineer Bridges And Infrastructure - Dubai
Dubai, UAE
Construction Supervisor-Mechanical
Abu Dhabi, UAE
Build And Release Engineer
Dubai, UAE