Compliance Officer - Banking and Financial sector only (Dubai Financial and Insurance Company)
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Key skills for this role
About the Role
Raj Enterprises seeks a Compliance Officer for a Dubai Financial and Insurance Company to monitor regulatory compliance, conduct reviews, and manage AML/CFT requirements. Candidates need 3-5 years of compliance experience in insurance or banking, knowledge of regulations, and a relevant bachelor's degree.
Key Skills for This Role
Responsibilities
- Monitor and interpret applicable insurance laws, regulations, and regulatory updates
- Ensure compliance with requirements issued by regulatory authorities and other governing bodies
- Maintain and update compliance policies, procedures, and controls
- Advise management and staff on compliance related matters and regulatory obligations
- Assist in implementing regulatory changes across the organization
- Conduct periodic compliance reviews and assessments
- Monitor adherence to internal policies and procedures
- Identify compliance risks and recommend corrective actions
- Prepare compliance reports and submit updates to management
- Maintain compliance registers, records, and documentation
- Develop, review, and update company policies, manuals, and compliance frameworks
- Conduct compliance training and awareness programs for employees
Requirements
- Bachelor's degree in Law, Business Administration, Finance, Risk Management, Insurance, or a related field
- Minimum 3–5 years of experience in compliance, risk management, audit, or insurance operations
- Knowledge of insurance regulations, corporate governance, AML/CFT requirements, and regulatory compliance practices
- Professional certifications in compliance, risk, or audit are an advantage
Full Job Posting
Key Responsibilities
- Monitor and interpret applicable insurance laws, regulations, and regulatory updates.
- Ensure compliance with requirements issued by regulatory authorities and other governing bodies.
- Maintain and update compliance policies, procedures, and controls.
- Advise management and staff on compliance related matters and regulatory obligations.
- Assist in implementing regulatory changes across the organization.
- Conduct periodic compliance reviews and assessments.
- Monitor adherence to internal policies and procedures.
- Identify compliance risks and recommend corrective actions.
- Prepare compliance reports and submit updates to management.
- Maintain compliance registers, records, and documentation.
- Develop, review, and update company policies, manuals, and compliance frameworks.
- Ensure policies are communicated effectively across the organization.
Qualifications & Experience
- Bachelor's degree in Law, Business Administration, Finance, Risk Management, Insurance, or a related field.
- Minimum 3–5 years of experience in compliance, risk management, audit, or insurance operations.
- Knowledge of insurance regulations, corporate governance, AML/CFT requirements, and regulatory compliance practices.
- Professional certifications in compliance, risk, or audit are an advantage.
Application Questions
- Current compensation
- Expected Compensation
Work Location
- In person
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