Senior Manager, Compliance & Regulatory Affairs (1157)

Job Purpose

Compliance Frameworks & Monitoring

• Develop, implement, and maintain SOPC’s compliance frameworks, policies, and monitoring mechanisms in line with applicable regulatory and governance requirements.
• Establish and maintain a comprehensive compliance universe and obligation register, ensuring full mapping of regulatory requirements to business activities, and implementing risk-based compliance monitoring programs supported by automated tools and analytics.
• Conduct periodic compliance reviews and assessments to evaluate adherence to regulatory obligations and internal policies.
• Identify compliance gaps, breaches, or weaknesses and coordinate corrective action plans with relevant SOPC functions.

Regulatory Coordination & Oversight

• Act as SOPC’s focal point for coordination with regulatory and oversight bodies on compliance-related matters, inspections, and information requests.
• Coordinate the preparation and submission of compliance documentation, responses, and reports to regulatory authorities, ensuring accuracy and timeliness.
• Monitor regulatory developments and assess their implications on SOPC operations, policies, and processes.

Compliance Reporting & Issue Management

• Maintain compliance registers and tracking mechanisms to monitor regulatory obligations, findings, and closure of corrective actions.
• Apply structured root cause analysis methodologies to the highly rated and frequent non-compliance cases/observations.
• Prepare consolidated compliance dashboards and reports for senior leadership, highlighting breaches, trends, and areas of elevated compliance risk.
• Escalate material compliance issues in line with approved governance and escalation protocols.

Advisory & Awareness

• Provide guidance to SOPC functions on compliance requirements, regulatory expectations, and good practices.
• Support the development and delivery of compliance awareness initiatives to promote a strong compliance culture across SOPC.

Coordination & Integration

• Coordinate closely with Governance & Frameworks, Risk & Continuity, and Internal Audit to ensure alignment across assurance and control activities.
• Contribute to the continuous improvement of SOPC’s compliance maturity and regulatory readiness.

Our Commitment