Operational Auditor

About Qatar Stock Exchange

Job Summary

Audit Execution

• Execute operational audit engagements across QSE operational and support functions.
• Conduct audits of market operations, issuer services, trading operations, and related business functions.
• Perform process walkthroughs, interviews, control testing, analytical reviews, and audit working paper preparation.

Governance, Risk and Compliance

• Evaluate governance, risk management, internal control, and enterprise risk management processes.
• Review risk mitigation activities and compliance with policies, procedures, laws, regulations, and governance requirements.
• Support fraud risk assessments and fraud prevention initiatives.

Functional Audit Coverage

• Review financial management, budgeting, accounting controls, and expenditure controls.
• Assess procurement, contracting, tendering, vendor management, and purchasing activities.
• Audit human resources processes including recruitment, payroll, performance management, learning and development, and benefits.
• Evaluate project governance, project controls, strategic planning, performance management, and organizational effectiveness.

Reporting and Follow-Up

• Identify control deficiencies, inefficiencies, and process improvement opportunities.
• Draft audit reports and communicate audit observations effectively.
• Follow up management action plans and validate corrective action implementation.
• Conduct investigations, special reviews, and management-requested assignments.
• Participate in annual risk assessments and audit planning.

Requirements

• Bachelor's degree in Accounting, Finance, Business Administration, Economics, Risk Management, or a related discipline.
• Professional qualification or progression toward CIA, CPA, CRMA, CMA, CFE, or an equivalent qualification.
• Minimum 5 years of experience in internal audit, external audit, risk management, compliance, or a related field.
• Experience performing operational, financial, governance, and compliance audits.
• Strong analytical, communication, and report-writing skills, including experience with audit software and data analysis tools.
• Financial services, capital markets, stock exchange, or regulated-environment experience is preferred.