Manager - Compliance

About the Role

Key Accountabilities

• Design and implement Alef's compliance framework aligned with UAE regulatory requirements and business objectives.
• Develop the annual compliance plan with clear priorities, resource allocation, and performance metrics.
• Establish compliance monitoring programs and testing protocols for consistent oversight.
• Monitor RERD & SLD and other regulatory developments affecting Alef's operations.
• Conduct impact assessments and implement necessary changes to ensure ongoing compliance.
• Manage all regulatory reporting, submissions, and disclosure requirements.
• Develop and maintain compliance policies, procedures, and control standards across the organization.
• Implement comprehensive policy communication and training programs for all employees.
• Execute compliance testing programs to validate control effectiveness and regulatory adherence.
• Investigate compliance incidents and implement corrective actions to prevent recurrence.
• Conduct due diligence reviews and ongoing monitoring of third-party relationships.
• Provide strategic compliance advisory support to business units and project teams.