Financial Crimes Compliance Analyst, Specialist
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Key skills for this role
About the Role
Vanguard seeks a Financial Crimes Compliance Analyst, Specialist to lead global sanctions compliance monitoring and support Anti-Bribery and Anti-Corruption efforts. The role involves analyzing due diligence reports, preparing regulatory reports, and developing training.
Key Skills for This Role
Responsibilities
- Lead day to day global sanctions compliance controls monitoring, including overseeing resolution of complex sanctions escalations
- Partner with senior stakeholders to enhance the sanctions and ABAC due diligence framework
- Analyze due diligence reports and escalated cases, resolving complex or unusual issues in alignment with regulatory expectations
- Prepare internal and external reports related to sanctions compliance
- Develop and deliver sanctions and ABAC related training and educational sessions
- Maintain deep knowledge of global sanctions regulations, industry trends, and enforcement actions
- Partner across Vanguard business units and with international compliance teams to ensure consistent application of sanctions controls
- Participate in special projects and other duties as assigned
Requirements
- Minimum of five years related work experience
- Undergraduate degree or equivalent combination of training and experience
- Comfortable working in a critical regulatory role
- Project management skillset
- Experience with sanctions laws, regulations, and frameworks preferred
- Experience with Anti Bribery and Anti Corruption (ABAC) compliance preferred
- Experience with Anti Financial Crimes preferred
Full Job Posting
Overview
- Are you passionate about protecting financial systems and ensuring compliance with global sanctions regulations? Join a key and growing team within our dynamic compliance organization, where you’ll play a central role in detecting and preventing financial crimes, with a primary focus on global sanct
Responsibilities
- Lead day to day global sanctions compliance controls monitoring, including overseeing resolution of complex sanctions escalations. May oversee and guide junior team members in executing these responsibilities.
- Partner with senior stakeholders to enhance the sanctions and ABAC due diligence framework.
- Analyze due diligence reports and escalated cases, resolving complex or unusual issues in alignment with regulatory expectations. Collaborate with management to address the most sensitive or high impact matters.
- Prepare internal and external reports related to sanctions compliance, ensuring alignment with regulatory requirements and internal policies.
- Develop and deliver sanctions and ABAC related training and educational sessions for broader compliance audiences, fostering a culture of integrity and awareness.
- Maintain deep knowledge of global sanctions regulations, industry trends, and enforcement actions. Serve as a consultant on compliance related issues and act as a subject matter resource and liaison to regulatory bodies as needed.
- Partner across Vanguard business units and with international compliance teams to ensure consistent application of sanctions controls and to support enterprise wide risk mitigation initiatives.
- Participate in special projects and other duties as assigned, contributing to the continuous improvement of Vanguard’s global sanctions compliance program.
Preferred Qualifications
- Comfortable working in a critical regulatory role required.
- Project management skillset required.
- Experience with sanctions laws, regulations, and frameworks preferred.
- Experience with Anti Bribery and Anti Corruption (ABAC) compliance preferred.
- Experience with Anti Financial Crimes preferred.
Qualifications
- Minimum of five years related work experience.
- Undergraduate degree or equivalent combination of training and experience.
Special Factors
- Vanguard is not offering visa sponsorship for this position.
About Vanguard
- At Vanguard, we don't just have a mission—we're on a mission.
- To work for the long term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team.
How We Work
- Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in person learning, collaboration, and connection.
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