Financial Crimes Compliance Analyst, Specialist
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Key skills for this role
About the Role
Vanguard seeks a Financial Crimes Compliance Analyst, Specialist to lead global sanctions compliance controls and support Anti-Bribery and Anti-Corruption (ABAC) efforts. The role involves overseeing sanctions escalations, enhancing due diligence frameworks, and developing compliance training.
Key Skills for This Role
Responsibilities
- Lead day to day global sanctions compliance controls monitoring, including overseeing resolution of complex sanctions escalations
- Partner with senior stakeholders to enhance the sanctions and ABAC due diligence framework
- Analyze due diligence reports and escalated cases, resolving complex or unusual issues in alignment with regulatory expectations
- Prepare internal and external reports related to sanctions compliance
- Develop and deliver sanctions and ABAC related training and educational sessions
- Maintain deep knowledge of global sanctions regulations, industry trends, and enforcement actions
- Partner across Vanguard business units and with international compliance teams to ensure consistent application of sanctions controls
- Participate in special projects and other duties as assigned
Requirements
- Minimum of five years related work experience
- Undergraduate degree or equivalent combination of training and experience
- Comfortable working in a critical regulatory role
- Project management skillset
- Experience with sanctions laws, regulations, and frameworks preferred
- Experience with Anti Bribery and Anti Corruption (ABAC) compliance preferred
- Experience with Anti Financial Crimes preferred
Full Job Posting
Overview
- Join a key and growing team within Vanguard's dynamic compliance organization, playing a central role in detecting and preventing financial crimes with a primary focus on global sanctions compliance and additional support for Anti Bribery and Anti Corruption (ABAC) efforts.
Responsibilities
- Lead day to day global sanctions compliance controls monitoring, including overseeing resolution of complex sanctions escalations. May oversee and guide junior team members.
- Partner with senior stakeholders to enhance the sanctions and ABAC due diligence framework.
- Analyze due diligence reports and escalated cases, resolving complex or unusual issues in alignment with regulatory expectations.
- Prepare internal and external reports related to sanctions compliance, ensuring alignment with regulatory requirements and internal policies.
- Develop and deliver sanctions and ABAC related training and educational sessions for broader compliance audiences.
- Maintain deep knowledge of global sanctions regulations, industry trends, and enforcement actions. Serve as a consultant on compliance related issues.
- Partner across Vanguard business units and with international compliance teams to ensure consistent application of sanctions controls.
- Participate in special projects and other duties as assigned, contributing to continuous improvement of the global sanctions compliance program.
Preferred Qualifications
- Comfortable working in a critical regulatory role required.
- Project management skillset required.
- Experience with sanctions laws, regulations, and frameworks preferred.
- Experience with Anti Bribery and Anti Corruption (ABAC) compliance preferred.
- Experience with Anti Financial Crimes preferred.
Qualifications
- Minimum of five years related work experience.
- Undergraduate degree or equivalent combination of training and experience.
Special Factors
- Vanguard is not offering visa sponsorship for this position.
About Vanguard
- At Vanguard, we don't just have a mission—we're on a mission. To work for the long term financial wellbeing of our clients.
How We Work
- Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in person learning, collaboration, and connection.
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