ETP Specialist
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Key skills for this role
About the Role
ACA Group seeks an ETF Specialist to support institutional trading operations, including order processing, reconciliations, and reporting. Requires 2+ years of securities experience and FINRA Series 7 and 63 licenses.
Key Skills for This Role
Responsibilities
- Receive, review, and authorize institutional orders.
- Perform daily reconciliations of clients’ orders by policies and procedures.
- Facilitate AP Agreements.
- Attend meetings with clients and other service providers.
- Produce internal and external reporting and metrics.
- Disseminate fund corporate action notifications to APs.
- Assist with other assigned projects.
Requirements
- Bachelor’s Degree or equivalent experience
- Minimum 2 years of relevant experience in securities and security markets, investment operations, and/or financial client experience
- FINRA Series 7 and 63 license
Full Job Posting
The Opportunity
- The Exchange Traded Fund Specialist will work in a small client oriented institutional trading operation that services the primary market (i.e. no retail).
- Primary responsibilities are to receive, review, and authorize institutional orders while also performing daily reconciliations and reporting.
- The individual will assist the ETF Operations team with the facilitation of Authorized Participant Agreements, attend fund related meetings, and assist with reporting and metrics.
What you’ll do
- Receive, review, and authorize institutional orders.
- Perform daily reconciliations of clients’ orders by policies and procedures.
- Facilitate AP Agreements.
- Attend meetings with clients and other service providers.
- Produce internal and external reporting and metrics.
- Disseminate fund corporate action notifications to APs.
- Assist with other assigned projects.
To qualify for the role, you must have
- Bachelor’s Degree or equivalent experience.
- Minimum 2 years of relevant experience in securities and security markets, investment operations, and/or financial client experience.
- FINRA Series 7 and 63 license.
Skills and attributes for success
- Demonstrated professional integrity.
- Dependable, flexible, and adaptable to new ACA initiatives and changing client needs.
- Ability to exercise discretion and make independent judgments on matters of significance.
- Ability to work in a fast paced, small team environment.
- Ability to establish and maintain effective working relationships with colleagues and clients.
- Highly motivated and goal oriented; proactive in one’s own education and career progression.
- Dedicated to upholding ACA’s high quality standards and customer service focus.
- Strong organizational and problem solving skills with attention to detail.
- Strong oral and written communication skills.
- Proficient with Microsoft Office applications and comfortable working in a tech enabled environment.
What working at ACA offers
- Competitive compensation package with performance based rewards.
- Medical and dental coverage, 401(k) plans, and paid time off options.
- Flexible work environment, Student Debt Forgiveness, and Pet Insurance.
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