Compliance Officer - Compliance Emiratisation
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Key skills for this role
About the Role
Mashreq Corporate & Investment Banking Group seeks a Compliance Officer to support the ECF unit, ensuring compliance with AML/KYC policies and UAE regulations. The role requires 3-4 years of banking experience in KYC/EDD and knowledge of UAE regulations.
Key Skills for This Role
Responsibilities
- Support Compliance Manager in day to day operations of ECF unit, ensuring compliance to Bank’s AML/KYC policies/procedures and regulatory requirements
- Maintain ongoing awareness/knowledge of all regulations set by the Central Bank of the UAE
- Assist business areas to achieve business goals while addressing compliance issues
- Support Compliance Manager in implementation of compliance initiatives in RBG
- Assist in AML/Compliance training programs to all business group staff
- Provide support for enhanced due diligence process on high risk businesses
- Review eName checker referrals and provide compliance feedback
- Assist in preparation of all reports/MIS on issues relating to Compliance/AML
- Assist in responding to audit/assurance queries
- Represent compliance in ad hoc projects as directed by Manager Compliance
Requirements
- Graduate with 3 4 years of banking experience in KYC/EDD
- Experience in handling KYC/EDD review of Wealth Banking clients preferred
- Computer literate and good command over spoken and written English and Arabic is mandatory
- Knowledge of UAE regulations is an added advantage
- Good presentation skills and Excel Skills
- Efficient and logical approach to problem solving
- Good decision making ability
Full Job Posting
Job Description
- Support Compliance Manager in day to day operations of ECF unit, ensuring compliance to Bank’s AML/KYC policies/procedures and regulatory requirements.
- Maintain ongoing awareness/knowledge of all regulations set by the Central Bank of the UAE
- Role of the compliance officer is to assist business areas to achieve their business goal while adequately addressing compliance related issues so that the bank is not exposed to regulatory, reputational or other risks. Extend support to business units by providing compliant and workable solutions t
- Support Compliance Manager in implementation of compliance initiatives in RBG – as may be determined / guided by HO Compliance from time to time
Knowledge, Skills And Experience
- Graduate with 3 4 years of banking experience in the field of KYC/EDD
- Experience in handling KYC/ EDD review of Wealth Banking clients preferred.
- Computer literate and good command over spoken and written English is mandatory.
- Knowledge of UAE regulations is an added advantage
- Good presentation skills and Excel Skills
- Efficient and logical approach to problem solving.
- Good decision making ability.
- Maintain ongoing awareness/current knowledge of all applicable internal/external compliance requirements and existing/emerging legal/statutory/regulatory environment – identifying any issues that could impact the bank.
- Assist the Compliance manager to ensure Bank’s internal procedures/policies remain compliant with regulations/changes providing guidance/advice to business units as necessary.
- Assist in maintaining pro active relationships with business, facilitating timely involvement to ensure compliant solutions to business issues.
- Assist in AML/Compliance training programs to all business group staff on an on going basis as required/necessary to raise awareness and ensure all staff understand their responsibly/obligations with regards to Corporate/AML policies and regulatory/legal/statutory requirements.
- Provide support for the enhanced due diligence process followed on businesses classified as high risk prior to account opening proposals and provide decisions accordingly. Review proposals on high risk relationships especially cases that are escalated to senior management/business group head and ens
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