Compliance Consultant
Job Fit Check
Base Career helps you apply smarter for this job.
Key skills for this role
About the Role
Venture Search partners with a leading firm to find a Compliance Associate/Manager to help clients navigate the regulatory landscape. The role involves AML compliance, client onboarding, regulatory liaison, and compliance monitoring.
Key Skills for This Role
Responsibilities
- Provide daily support to clients and internal teams with execution of AML and compliance related tasks
- Take responsibility for client onboarding and KYC procedures
- Act as primary liaison with regulators, ensuring all regulatory returns and notifications are submitted promptly
- Assist in development and implementation of compliance monitoring programs, conducting reviews to ensure adherence to regulatory and internal standards
- Provide guidance on compliance, AML, and corporate governance topics through training and consultations
- Take on role of Compliance Officer/MLRO, and potentially Risk Officer, in certain client engagements
- Maintain accurate and up to date client records and ensure compliance with internal management targets
- Handle internal and external suspicious activity reports, collaborating with regulators and financial intelligence units where necessary
- Contribute to firm's visibility by participating in industry events and producing relevant content for promotional purposes
- Collaborate with senior staff to identify, investigate, and address compliance risk management issues, preparing reports and correspondence as needed
- Provide support for outsourcing, project work, and authorizations across various jurisdictions such as ADGM, DIFC, and onshore markets
- Assist with creation of proposals and engagement letters for potential clients
Requirements
- Minimum of 3 years of experience in Compliance, AML, or within a regulatory agency
- Strong familiarity with compliance, AML, and risk management, with ability to work independently and develop policies and practices
- Must hold an internationally recognized degree or professional qualification – advantageous
- Registration with DFSA or FSRA or another financial regulator as responsible individual or MLRO is highly desirable
- Willingness to pursue and obtain an AML or Compliance certification within three months of joining
- Ability to manage client relationships effectively, ensuring clear communication and setting realistic expectations
- Excellent organizational skills with ability to manage multiple tasks and meet deadlines consistently
- Strong written and verbal communication skills, with ability to draft and present proposals, reports, and client correspondence
- A keen attention to detail with ability to review and analyze compliance data effectively
Full Job Posting
Position Summary
- This individual will play an essential role in helping clients navigate the complex regulatory landscape with assurance.
- The firm brings together extensive experience, specialized expertise, and a global presence to ensure clients have the support they need.
Key Responsibilities
- Daily support to clients and internal teams with the execution of AML and compliance related tasks.
- Take responsibility for client onboarding and KYC procedures.
- Act as the primary liaison with regulators, ensuring all regulatory returns and notifications are submitted promptly.
- Assist in the development and implementation of compliance monitoring programs, conducting reviews to ensure adherence to regulatory and internal standards.
- Provide guidance on compliance, AML, and corporate governance topics through training and consultations.
- Take on the role of Compliance Officer/MLRO, and potentially Risk Officer, in certain client engagements.
- Maintain accurate and up to date client records and ensure compliance with internal management targets, including regular timesheet submissions.
- Handle internal and external suspicious activity reports, collaborating with regulators and financial intelligence units where necessary.
- Contribute to the firm's visibility by participating in industry events and producing relevant content for promotional purposes.
- Collaborate with senior staff to identify, investigate, and address compliance risk management issues, preparing reports and correspondence as needed.
- Ensure ongoing professional development by staying current with regulatory changes and industry best practices.
- Provide support for outsourcing, project work, and authorizations across various jurisdictions such as ADGM, DIFC, and onshore markets.
Requirements
- A minimum of 3 years of experience in Compliance, AML, or within a regulatory agency.
- Strong familiarity with compliance, AML, and risk management, with the ability to work independently and develop policies and practices across an organization.
- Must hold an internationally recognized degree or professional qualification – advantageous.
- Registration with DFSA or FSRA or another financial regulator as responsible individual or MLRO is highly desirable.
- Willingness to pursue and obtain an AML or Compliance certification within three months of joining.
- Ability to manage client relationships effectively, ensuring clear communication and the setting of realistic expectations.
- Excellent organizational skills with the ability to manage multiple tasks and meet deadlines consistently.
- A proactive approach to staying informed about the latest regulatory changes and best practices within the industry.
- Strong written and verbal communication skills, with the ability to draft and present proposals, reports, and client correspondence.
- A keen attention to detail with the ability to review and analyze compliance data effectively.
Apply for this job in 1 click
Skip the repetitive application forms
Install the Base Career Chrome Extension and autofill job applications across major job boards with your profile.
Trusted by over 500,000 job seekers on Base Career
More from this employer
More jobs at Venture Search
Market Risk Analyst
Dubai, UAE
Venture Search is seeking a Market Risk Analyst for an international commodities trading business in Dubai. The role involves managing the market risk framework, monitoring trading exposures, and supporting new product o
Senior Origination Specialist – Venture Secondaries & Fund Mandates
Abu Dhabi, UAE
We are partnering with a leading investment platform to appoint a Senior Origination Specialist to source proprietary venture secondary opportunities and originate institutional fund mandates. This senior, relationship-d
Trade Finance Specialist
Dubai, UAE
An international commodities trading business is seeking a Trade Finance Specialist to manage letters of credit, guarantees, and trade finance instruments. The role involves structuring financing solutions, building bank
Investment Associate - Infrastructure
Dubai, UAE
Venture Search seeks an Investment Associate for a newly established investment platform focused on carbon project developers. Requires 2-6 years experience in Investment Banking, Private Equity, Infrastructure Investing
Associate Director- Real Estate Investments
Abu Dhabi, UAE
A leading investment and real estate platform in Abu Dhabi seeks an Associate Director to lead post-acquisition management of complex real estate transactions, joint ventures, and strategic partnerships. The role involve
Relationship Manager, Impact Investment Fund
Dubai, UAE
Venture Search seeks a Relationship Manager for a fast-growing investment and sustainability platform. The role involves managing institutional client and intermediary relationships, supporting business development, and
Trading Operations Specialist
Abu Dhabi Emirate, UAE
Venture Search is hiring a Senior Specialist in Trading Operations with experience in Naphtha or LPG. The role involves end-to-end commercial, logistical, and operational support for the trading portfolio, requiring 6+ y
Asset Manager
Dubai, UAE
Venture Search is seeking an Asset Manager for a newly established investment platform in Dubai. The role involves managing a portfolio of real estate and hospitality assets globally, monitoring performance, executing va
Market Risk Analyst
Dubai, UAE
Senior Origination Specialist – Venture Secondaries & Fund Mandates
Abu Dhabi, UAE
Trade Finance Specialist
Dubai, UAE
Investment Associate - Infrastructure
Dubai, UAE
Associate Director- Real Estate Investments
Abu Dhabi, UAE
Relationship Manager, Impact Investment Fund
Dubai, UAE
Trading Operations Specialist
Abu Dhabi Emirate, UAE
Asset Manager
Dubai, UAE