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Associate Support - Compliance (Emirati Talent)

ADSS
Abu Dhabi, UAE
Full-time
Entry
Onsite
Discovered 3 weeks ago
Compliance administrationDocumentation managementRegulatory reportingStatutory filingsCompliance registers and trackersGovernance support
Free

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Compliance administrationDocumentation managementRegulatory reporting
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Overview

ADSS is a retail and institutional brokerage based in Abu Dhabi undergoing a multi-year transformation into a data-driven, client-centric enterprise.

Role Overview

The Associate Support provides administrative, coordination, and operational assistance to the Compliance function.

The role supports compliance monitoring, reporting, and governance activities through documentation management, coordination, record-keeping, and operational support.

The role does not exercise independent compliance judgment and operates under supervision.

Compliance Administration and Documentation

  • Collate, organize, maintain, and file compliance documentation and statutory records.
  • Maintain compliance registers, logs, trackers, and evidence repositories under guidance.
  • Ensure compliance records are accurate, complete, and up to date.

Reporting and Governance Support

  • Assist with preparing, formatting, and submitting regulatory reports and statutory filings.
  • Compile data, reports, and materials for governance forums, audits, and regulatory reviews.
  • Track reporting deadlines and follow up on outstanding actions, escalating issues where required.

Coordination and Operational Support

  • Provide scheduling, coordination, and logistical support for compliance meetings, regulatory interactions, training sessions, and projects.
  • Facilitate internal communication regarding deadlines, deliverables, and action items.
  • Support day-to-day operational activities of the Compliance function as required.

Research and Project Assistance

  • Conduct basic research for compliance initiatives, regulatory updates, and process improvements.
  • Track actions, maintain documentation, and coordinate stakeholder inputs for compliance projects.
  • Provide administrative support to compliance managers across different compliance areas.

Training and Records Support

  • Coordinate mandatory compliance training and maintain attendance and completion records.
  • Assist with preparing and distributing compliance communications and materials.

Qualifications and Experience

  • Bachelor's degree in Law, Finance, Economics, Business Administration, or a related discipline.
  • 1 to 3 years of experience in an administrative, support, or operations role within a financial services, legal, or compliance environment.
  • Interest in compliance, regulatory affairs, or risk management is desirable.
  • Exposure to compliance processes, regulatory reporting, or documentation management is desirable.
  • Cross-functional team experience and support for multiple stakeholders are advantageous.

Skills and Competencies

  • Strong organizational and time management abilities.
  • Attention to detail with accurate documentation and recordkeeping skills.
  • Familiarity with Microsoft Office Suite, including Word, Excel, PowerPoint, and Outlook.
  • Effective communication and coordination capability.
  • Ability to collaborate across teams and adapt to shifting priorities.

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