Associate Director, CFCC

Role Overview

Framework and Regulatory Support

• Develop and maintain compliance processes, tools, systems, and frameworks for managing CFCC risks.
• Support regulatory engagement, licensing, examinations, inspections, reporting obligations, and regulatory submissions.
• Assess regulatory changes and contribute to CFCC strategy, priorities, policies, procedures, and governance documentation.
• Prepare compliance reports, management information, regulatory updates, and recommendations.

Business and Risk Management

• Provide guidance on laws, regulations, policies, and compliance requirements.
• Implement risk-based CFCC monitoring, assurance, and independent second-line risk control.
• Identify, assess, escalate, monitor, mitigate, and report compliance, conduct, and financial crime risks.
• Support suspicious-activity investigations, regulatory reporting, fair customer outcomes, and reputational-risk assessments.
• Challenge business stakeholders when activities exceed risk tolerance.

Governance and Remediation

• Set control standards and advise on controls that mitigate regulatory risks.
• Escalate breaches to the Chief Compliance Officer and manage comprehensive, timely remediation.
• Draft, implement, and maintain CFCC policies, standards, operating instructions, and process notes.
• Promote risk awareness, openness, trust, ethics, and organizational compliance.
• Conduct CFCC training and manage regulatory change in a rapidly evolving environment.
• Collaborate with group CFCC teams on horizon risks and mitigation strategies.

Required Capabilities

• Hands-on experience in financial crime, compliance, and regulatory risk management.
• Strong understanding of financial services, digital business practices, regulatory frameworks, corporate governance, and CFCC risk management.
• Ability to provide nuanced specialist advice, constructive challenge, and sound judgment.
• Excellent business acumen and ability to assess complex regulatory impacts from multiple perspectives.
• Ability to work in a creative, fast-paced, agile environment while supporting fair client outcomes.