Assistant Manager/ Manager - Risk Consulting - Regulatory Compliance - Dubai
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Key skills for this role
About the Role
EY is hiring Assistant Managers/Managers for Regulatory Compliance within Financial Services Risk Consulting in Dubai. The role involves delivering regulatory gap assessments, conduct risk reviews, and compliance advisory for financial institutions.
Key Skills for This Role
Responsibilities
- Lead execution of regulatory gap assessments against regulations from CBUAE, SCA, DFSA, FSRA, VARA.
- Perform Market Conduct Compliance reviews, including assessments against Consumer Protection Regulations.
- Conduct Product Governance assessments including product design, approval, suitability, and disclosures.
- Deliver Conduct Risk Assessments and identify risk drivers, indicators, and mitigation measures.
- Perform Compliance Risk Assessments and support development of remediation plans.
- Review and enhance compliance frameworks, policies, procedures, and governance structures.
- Provide regulatory interpretation and advisory support to clients.
- Manage engagement workstreams, review deliverables, and coach junior team members.
Requirements
- ~10 years of experience in regulatory compliance, internal audit, or compliance advisory
- Strong hands on experience in regulatory gap assessments, compliance reviews, and conduct risk
- Solid knowledge of UAE regulators: CBUAE, SCA, DFSA, FSRA, VARA
- Experience in Big 4 or consulting in financial services preferred
Full Job Posting
Role Summary
- Manager level Regulatory Compliance professional with strong experience in regulatory frameworks and banking compliance.
- Focus on delivering regulatory gap assessments, conduct risk reviews, market conduct and consumer protection reviews, product governance assessments, and broader compliance advisory engagements.
Key Responsibilities
- Lead execution of regulatory gap assessments against regulations from CBUAE, SCA, DFSA, FSRA, VARA.
- Perform Market Conduct Compliance reviews, including assessments against Consumer Protection Regulations.
- Conduct Product Governance assessments including product design, approval, suitability, and disclosures.
- Deliver Conduct Risk Assessments and identify risk drivers, indicators, and mitigation measures.
- Perform Compliance Risk Assessments and support development of remediation plans.
- Review and enhance compliance frameworks, policies, procedures, and governance structures.
- Provide regulatory interpretation and advisory support to clients.
- Manage engagement workstreams, review deliverables, and coach junior team members.
Candidate Profile
- ~10 years of experience in regulatory compliance, internal audit, or compliance advisory.
- Strong hands on experience in regulatory gap assessments, compliance reviews, and conduct risk.
- Solid knowledge of UAE regulators: CBUAE, SCA, DFSA, FSRA, VARA.
- Exposure to digital assets / virtual asset regulation preferred.
- Ability to manage multiple workstreams and lead junior team members.
- Strong written and verbal communication skills.
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