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Advisory Manager - KSA

Futu Holdings Limited
Riyadh, KSA
Full-time
Mid-Senior
Onsite
Discovered 3 weeks ago
Advisory PoliciesPortfolio ConstructionClient Risk-ProfilingSuitability AssessmentAsset AllocationCompliance
Free

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About moomoo KSA

Moomoo Arabia Capital is part of FUTU Group, a leading global digital brokerage and wealth management platform.

As we deepen our presence in the Kingdom, we are building a local team to deliver world-class advisory services to clients in Saudi Arabia.

Advisory Governance & Suitability

  • Design and oversee client risk-profiling and suitability assessment frameworks prior to issuing any advice.
  • Structure diversified asset allocation strategies and model portfolios, ensuring all guidance aligns with client risk boundaries.
  • Review and approve all advisory disclosure statements, fee structures, and conflict-of-interest logs.
  • Partner closely with Compliance and Risk teams to maintain a zero-breach environment across all advisory activities.

Business & Team Scaling

  • Recruit, train, and manage a lean team of certified investment advisors as the business grows.
  • Work with regional product teams to localize the application's advisory, wealth tools, and market insight features for Saudi users.
  • Manage relationships with premium and High-Net-Worth (HNW) platform investors, providing macro market insights.
  • Act as the technical point of contact for the advisory business line during routine CMA inspections and audits.

Requirements

  • 7-10 years of relevant experience in Advisory and Capital Markets.
  • 5+ years of people management experience.
  • CME-1 and CME-4 Certificate.
  • Prior experience at an asset management firm, wealth management platform, or investment bank (institutional coverage) strongly preferred.
  • Demonstrated working knowledge of advisory policies, procedures, KYC, suitability frameworks, and internal controls.
  • Must meet the CMA's fit-and-proper requirements.
  • Fluency in Arabic and English is required.

Preferred Skills & Attributes

  • Deep structural understanding of local & international investment.
  • Prior experience or strong comfort working within an app-based brokerage or advisory environment.

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