Senior Listings Manager - TSXV Listings
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About the Role
TMX Group is seeking a Senior Listings Manager for TSX Venture Exchange to independently review and analyze listing notifications and submissions. You will communicate decisions to issuers and advisors, prepare memos for the Executive Listings Committee, and ensure compliance with exchange policies.
Key Skills for This Role
Responsibilities
- Review applications and/or proposals made by listed issuers, approve transactions and/or further actions where appropriate; communicate decisions to listed issuers’ management and/or their advisors
- Prepare written memos and oral presentations outlining a summary of an applicant’s submissions, issues and waiver requests, providing analysis and recommendations for consideration by the TSX Venture Exchange’s Executive Listings Committee
- Review financial statements for compliance with IFRS and TSX Venture Exchange requirements
- Ensure that issuers transact business within the rules and policies, and continuing eligibility for listing on TSX Venture Exchange
- Identify potential compliance concerns and liaise with the Exchange’s Compliance and Disclosure staff
- Provide guidance on financial statement requirements and/or TSX Venture Exchange policy matters to internal stakeholders, the public, and to listed companies and their advisors
- Participate on special project teams to advance enterprise objectives and improve business processes
- Ensure accurate billing of fees and the timely collection of fees on assigned submissions
- Carry out special assignments and/or public speaking engagements and participate in Exchange workshops as required
- Participate as an instructor in the TMX Learning Academy and be part of relationship management activities
Requirements
- Professional designation (CPA) in conjunction with audit experience
- Understanding of IFRS
- Excellent analytical and communication skills
- Ability to work independently within time constraints
- Proficient in Microsoft Office (Word, Excel, PowerPoint)
- 5+ years of experience, expertise and technical skills including significant understanding of the Capital Markets industry
Full Job Posting
Company Overview
- The TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations enhancing capital markets.
- TSX Venture Exchange (TSXV) is part of TMX Group’s Capital Formation division, which also includes Toronto Stock Exchange.
- TSXV is a public venture capital marketplace for emerging companies across diverse industry sectors.
Role Overview
- Reporting to the Director in the Listings department of TSX Venture Exchange (TSXV), as a client facing representative of TSXV’s Listed Issuer Services Department.
- This role is key for the independent review and analysis of listing notifications and submissions pertaining to various transactions of Exchange listed issuers.
- This role is hybrid (2 3 days in the office/week) based in Vancouver, BC.
Key Accountabilities
- Review applications and/or proposals made by listed issuers, approve transactions and/or further actions where appropriate; communicate decisions to listed issuers’ management and/or their advisors, including auditors and legal counsel.
- Prepare written memos and oral presentations outlining a summary of an applicant’s submissions, issues and waiver requests, providing analysis and recommendations for consideration by the TSX Venture Exchange’s Executive Listings Committee.
- Review financial statements for compliance with IFRS and TSX Venture Exchange requirements.
- While maintaining a pro business and solutions oriented approach, ensure that issuers transact business within the rules and policies, and continuing eligibility for listing on TSX Venture Exchange.
- Identify potential compliance concerns and liaise with the Exchange’s Compliance and Disclosure staff on issues relevant to both Listed Issuer Services and Compliance and Disclosure.
- Provide guidance on financial statement requirements and/or TSX Venture Exchange policy matters to internal stakeholders, the public, and to listed companies and their advisors.
- Participate on special project teams to advance enterprise objectives and improve business processes.
- Ensure accurate billing of fees and the timely collection of fees on assigned submissions.
- Carry out special assignments and/or public speaking engagements and participate in Exchange workshops as required within the Listed Issuer Services group.
- Participate as an instructor in the TMX Learning Academy and being part of relationship management activities with lawyers, investment banking professionals, management of listed companies, and other capital market stakeholders.
Must Have(s)
- Professional designation (CPA) in conjunction with audit experience.
- Understanding of IFRS.
- Excellent analytical and communication skills.
- The ability to work independently within time constraints is essential.
- Proficient in Microsoft Office (Word, Excel, PowerPoint), Salesforce and Google for work suite is an asset.
- 5+ years of experience, expertise and technical skills including significant understanding of the Capital Markets industry.
- A strong reputation with stakeholders and peers.
Nice to Have(s)
- Understanding of the public venture capital marketplace in relation to junior companies.
- Experience with TSX Venture Exchange’s Listed Issuer Corporate Finance Manual, the Securities Act and the Business Corporations Act.
- Familiarity with the TSX and TSX Venture trading rules, including clearing and settlement procedures.
- Completion of the Canadian Securities Course and other industry related courses.
- Familiarity with Google Gemini and experience adopting AI solutions to assist with efficiency on daily job tasks.
Salary Range
- 130,000/year 150,000/year CAD.
In the market for…
- Excitement Explore emerging technology and innovation, as well as ventures and digital finance that shape the future of global markets.
- Connection With site hubs in some of the world’s most multicultural cities, we leverage our size and structure to create rich connections and belonging.
- Impact More than a platform, we use our talents to power mission critical systems that drive global economic advancement, innovation, and growth.
- Wellness From empathetic leadership to a culture of flexibility and balance, we believe wellness at work creates the maximum yield and a stronger “we”.
- Growth From a growth mindset in our work, to expansion in our business, TMX is home to action takers energized by the achievement of ambitious growth.
Additional Information
- Please note that our company is not currently sponsoring work permit applications and the applicant must be authorized to work in the country where this position is located.
- TMX is committed to creating and sustaining a collegial work environment in which all individuals are treated with dignity and respect and one which reflects the diversity of the community in which we operate.
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