Senior Compliance Officer – Regulatory Compliance (Lead)
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Key skills for this role
About the Role
Stratigrowth seeks a seasoned compliance leader to architect and lead a new Regulatory Compliance Unit for its fintech and CFD brokerage operations. The role involves building a global compliance framework from scratch, managing a team, and collaborating across functions.
Key Skills for This Role
Responsibilities
- Establish, mentor, and structurally organize the newly formed Regulatory Compliance Unit
- Develop and enforce global compliance framework across multiple jurisdictions
- Collaborate with Head of Compliance, Regional Compliance Officers, and other vertical heads
- Partner with Product, Tech, Marketing, and Legal to embed compliance into product development and financial promotions
- Oversee internal compliance audits, manage conflicts of interest, and act as primary contact for external auditors and regulators
Requirements
- Minimum 5 years of regulatory compliance experience in CFD brokerage, fintech, or dynamic financial services consultancy/advisory firm
- Proven experience managing compliance professionals
- Strong knowledge of multi jurisdictional regulatory environments
- Exceptional command of written and spoken English
- Comfort operating in an evolving environment where processes are being built
Full Job Posting
The Opportunity: Architect a Global Function
- Fast growing fintech and CFD brokerage firm building a centralized global Compliance Department from scratch.
- Structuring department into specialized verticals; seeking a seasoned hands on leader for the Regulatory Compliance Unit.
- Role offers high autonomy and mandate to design a global framework from scratch.
Strategic Mandate & Responsibilities
- Establish, mentor, and structurally organize the newly formed Regulatory Compliance Unit.
- Develop and enforce global compliance framework across multiple jurisdictions.
- Collaborate with Head of Compliance, Regional Compliance Officers, and other vertical heads.
- Partner with Product, Tech, Marketing, and Legal to embed compliance into product development, partner programs, and financial promotions.
- Oversee internal compliance audits, manage conflicts of interest, and act as primary contact for external auditors and regulators.
Profile of the Ideal Candidate
- Minimum 5 years of regulatory compliance experience in CFD brokerage, fintech, or dynamic financial services consultancy/advisory firm.
- Proven experience managing compliance professionals and willingness to execute and draft frameworks directly.
- Strong knowledge of navigating complex multi jurisdictional regulatory environments.
- Comfort operating in an evolving environment where processes are being built.
- Exceptional command of written and spoken English.
Why This Role?
- Unique mandate to shape the culture, structure, and standards of an entire compliance department from its infancy.
- Platform to build a legacy and transition away from corporate bureaucracy.
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