Senior Compliance Analyst

Bachelor’s degree in business administration, finance, or similar field of study, or equivalent combination of education and experience.

A minimum of 2-5 years of progressive experience with CIRO Dealer Member or bank, including 1 year in a sales assistant, compliance or operations role.

Experience in a supervisory role is a strong asset

Experience in wealth management or other regulated industry is a strong asset.

Valid CSC/CPH or Canadian Investment Regulatory Exam (CIRE) is considered an asset.

Proficiency with the MS Office suite, including Word, Excel, PowerPoint, Teams, and Outlook.

Demonstrates a high level of accountability, adaptability, and innovation in achieving both day-to-day responsibilities and long-term goals.

Strong attention to detail.

Excellent attitude and commitment to providing exceptional service.

Exemplary interpersonal, influencing, and communication skills across multiple mediums (in-person, phone, virtual).

Strong problem-solving and critical thinking abilities.

Highly organized with a consistent and reliable work ethic.

Comfortable with ambiguity and able to manage a high volume of competing priorities.

Maintains the highest level of confidentiality.

Must be legally eligible to work in Canada.

A background check, satisfactory to the employer, may be required of the successful applicant prior to commencing employment.

Wellington-Altus Private Wealth is strongly committed to equity and diversity within its community and welcomes applications from women, racialized persons, Indigenous peoples, persons with disabilities, and persons of all sexual orientations and genders. All qualified individuals who would contribute to the further diversification of our organization are encouraged to apply.

If you require accommodation for the recruitment process, please let us know at the point of application.

Click the Apply for This Job button to submit your resume, cover letter and salary expectations. You will be contacted if you are selected for an interview. More information about working at Wellington-Altus can be found on our website at www.wellington-altus.com .