Senior Associate – Compliance Solutions
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Key skills for this role
About the Role
Waystone seeks a Senior Associate for Compliance Solutions to support clients in the asset management industry. The role involves executing compliance and AML deliverables, acting as Compliance Officer/MLRO, and developing policies.
Key Skills for This Role
Responsibilities
- Provide day to day support to clients and colleagues on compliance and AML deliverables
- Undertake role of Compliance Officer/MLRO and possibly Risk Officer
- Develop, initiate, maintain, and revise policies and procedures
- Draft and execute compliance monitoring and testing program
- Assist in providing training on compliance, AML, and corporate governance
- Undertake client onboarding/KYC
Requirements
- Minimum 3 years of experience in Compliance, AML, or at a regulator
- Third level professional qualification (degree or equivalent)
- Expected to obtain AML or Compliance certificate within 3 months of joining
Full Job Posting
Summary
- Reporting to the Director Compliance Services, the Senior Associate – Compliance Solutions will be an integral part of the team’s success, enabling clients to navigate the complex regulatory environment.
Essential Duties and Responsibilities
- Providing day to day support to clients and colleagues in executing compliance and AML deliverables
- Undertaking the role of Compliance Officer/MLRO and possibly Risk Officer
- Develop, initiate, maintain, and revise policies and procedures
- Drafting and/or executing a compliance monitoring and testing program
- Commitment to minimum continuing professional development requirements
- Assist and/or providing training on compliance, AML, and corporate governance
- Providing outsourcing, authorization, and projects support to ADGM, DIFC, and onshore firms
- Ensuring regulatory returns and notifications are submitted on time
- Undertaking client on boarding/KYC
- Be the first point of contact for internal suspicious activity reports
- Manage client’s expectations
- Attending and contributing to internal meetings
Experience
- Minimum 3 years’ experience in Compliance, AML or at the Regulators
- Educated to degree standard (or equivalent)
- Expected to obtain AML or Compliance certificate within 3 months of joining
Education
- Internationally 3rd level professional qualification required
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