Associate – Compliance Solutions
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Key skills for this role
About the Role
Waystone seeks an Associate for Compliance Solutions in Dubai to support clients in navigating regulatory environments. The role involves compliance monitoring, AML, client onboarding, and policy development.
Key Skills for This Role
Responsibilities
- Undertake the role of Compliance Officer/MLRO and possibly Risk Officer and/or Company Secretary
- Provide day to day support to clients and colleagues in executing compliance and AML deliverables
- Develop, initiate, maintain, and revise policies and procedures to ensure compliance with regulatory requirements
- Draft and/or execute a compliance monitoring and testing program and perform desk based reviews
- Assist and/or provide training on compliance, AML, and corporate governance
- Undertake client on boarding/KYC and screening
Requirements
- Minimum 3 years’ experience in Compliance, AML or at a Regulator
- Educated to degree standard (or equivalent)
- Internationally 3rd level professional qualification required
- Ability to multi task in a fast paced environment
Full Job Posting
Summary
- Reporting to the Director Compliance Solutions, the Associate – Compliance Solutions will be an integral part of the team’s success.
- Enable clients to navigate the complex regulatory environment with confidence.
Essential Duties and Responsibilities
- Foster professional and ethical judgement when engaging stakeholders.
- Provide service excellence to internal and/or external clients.
- Undertake the role of Compliance Officer/MLRO and possibly Risk Officer and/or Company Secretary.
- Provide day to day support to clients and colleagues in executing compliance and AML deliverables.
- Develop, initiate, maintain, and revise policies and procedures to ensure compliance with various regulatory requirements.
- Draft and/or execute a compliance monitoring and testing program and perform desk based reviews.
- Assist and/or provide training on compliance, AML, and corporate governance.
- Provide outsourcing, authorization, and projects support to ADGM, DIFC, and UAE onshore firms.
- Ensure regulatory returns and relevant notifications are submitted on a timely basis.
- Undertake client on boarding/KYC and screening.
- Manage clients’ expectations.
- Attend and contribute to internal meetings.
Experience
- Minimum of 3 years’ experience either in Compliance, AML or at the Regulators.
- Preferably educated to degree standard (or equivalent).
- Must be able to multi task while working in a fast paced environment.
Education
- Internationally 3rd level professional qualification required.
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