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As a Securities Operations Associate II , you will support the efficient execution, monitoring, and control of securities-related operational activities. You will analyze daily financial transactions, identify and resolve discrepancies, and help ensure accurate processing across securities systems and workflows. This role partners with internal teams and clients to maintain operational excellence, strengthen controls, and support regulatory compliance. Success is measured through accuracy, timeliness, risk mitigation, and continuous process improvement.
As a Securities Operations Associate II , you will support the efficient execution, monitoring, and control of securities-related operational activities. You will analyze daily financial transactions, identify and resolve discrepancies, and help ensure accurate processing across securities systems and workflows. This role partners with internal teams and clients to maintain operational excellence, strengthen controls, and support regulatory compliance. Success is measured through accuracy, timeliness, risk mitigation, and continuous process improvement.
Monitor day-to-day securities transactions and operational processes to ensure accuracy and timely completion.
Investigate, analyze, and resolve transaction exceptions, discrepancies, and reconciliation breaks.
Provide client support for securities-related activities, inquiries, and operational issue resolution.
Maintain data integrity across securities platforms, records, and reporting processes.
Perform operational controls and validations to support risk management and financial accuracy.
Collaborate with cross-functional teams to improve securities processing efficiency and service quality.
Participate in department-led initiatives to enhance procedures, controls, and operational workflows.
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FIS is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how FIS protects personal information online, please see the Online Privacy Notice .
Recruitment at FIS works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. FIS does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.
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Global leader in financial technology and payment processing services.
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