Manager, Markets Surveillance (UAEN)
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Key skills for this role
About the Role
The Dubai Financial Services Authority (DFSA) seeks a Manager for Markets Surveillance to support market monitoring, detect market abuse, oversee issuer disclosures, and supervise market infrastructure within the DIFC.
Key Skills for This Role
Responsibilities
- Support market surveillance through analysis of trading and order activity to detect market abuse
- Monitor issuers' market disclosures and manage the disclosure database
- Contribute to on and off site risk assessments for licensed exchanges
- Provide technical advice on financial sector and market structure issues
- Prepare Markets Management Information Reports
- Contribute to review of licence applications for Authorised Market Institutions and Alternative Trading Systems
Requirements
- Bachelor’s degree in Business, Economics, Finance, Law, or a related field
- 5 7 years of regulatory, compliance or risk management experience in a financial services regulator or regulated entity
- Sound understanding of the responsibilities/role of a risk based regulator
- Good research and analytical skills
- Excellent command of English, both written and verbal
Full Job Posting
Job Purpose
- To contribute to the Markets Division's regulatory and supervisory responsibilities by supporting market surveillance activities, monitoring market abuse, overseeing issuer disclosure obligations, and supervising market infrastructure within the DIFC.
Markets Surveillance and Infrastructure
- Support the delivery of the market surveillance function through analysis and review of trading and order activity.
- Use tools and systems that support market surveillance and monitoring functions.
- Support execution of the Market Monitoring Programme including monitoring of issuers' disclosures.
- Contribute to on and off site risk assessments for licensed exchanges.
- Provide technical advice on financial sector and market structure issues.
- Provide input to policy/rules formulation, enforcement action, new products, and risk identification.
- Preparation of Markets Management Information Reports.
- Contribute to review of AMI/ATS licence applications and proposed changes.
Eligibility Criteria
- Bachelor’s degree in a relevant discipline (Business, Economics, Finance, Law, or related field).
- Evidence of continuing professional education relevant to target position.
- 5 7 years of regulatory, compliance or risk management experience in a financial services regulator and/or regulated entity.
Knowledge, Skills & Attributes
- Sound understanding of the responsibilities/role of the regulator.
- Good research and analytical skills.
- Good people and time management skills.
- Proven ability to draft internal policy papers and external communications.
- Good communication and presentation skills.
- Sound knowledge of the financial services industry.
- Ability to effectively deal with internal and external stakeholders.
- Excellent command of English.
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