indeed
Intermediate Investment Monitoring & Reporting Analyst
Empire Life Insurance
North York, CAN
Full Time
Mid
Hybrid
1 weeks ago
Investment MonitoringRegulatory ComplianceData AnalysisReportingEZE OMSSS&C Portia
Free
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Investment MonitoringRegulatory ComplianceData Analysis
About the Role
Empire Life is seeking an Intermediate Investment Monitoring & Reporting Analyst to join the Investment Finance team. The role involves developing monitoring frameworks, ensuring regulatory adherence, preparing investment reports, and supporting portfolio managers.
Key Skills for This Role
Investment MonitoringRegulatory ComplianceData AnalysisReportingEZE OMSSS&C Portia
Responsibilities
- Develop and maintain comprehensive procedural documentation and internal controls for investment monitoring and reporting
- Assist in maintaining inventory of investment policy limits and measuring against regulatory and investment guideline limits
- Program, maintain, and test investment monitoring rules within trade order management and investment administration systems
- Support stakeholders by providing analytical insights on investment monitoring rules, warnings, and violations
- Prepare and support regulatory filings and generate daily, weekly, monthly, and quarterly investment restriction monitoring reports
- Assist in developing and preparing financial, management, and Board reports on investment activity and assets under management
- Execute analytical reviews of investment results and quantitative measures to validate accuracy
- Support portfolio management team with investment data requirements and broker relationships
- Participate in business continuity planning for investment monitoring and reporting activities
- Coach peers on policies, procedures, and core investment monitoring concepts
Requirements
- Minimum 2 years of relevant investment experience at a financial institution
- Understanding of investment monitoring principles, regulatory limits, and reporting requirements
- Proficiency in reconciliation controls and data integrity best practices
- Bachelor's degree in Finance, Accounting, Business Administration, Economics, or related quantitative field
- Experience in developing and maintaining detailed procedural documentation
- Ability to work with and analyze large, complex datasets
- Experience in programming and testing investment compliance rules or reports is highly advantageous
Full Job Posting
Job Overview
- Empire Life is looking to hire an Intermediate Investment Monitoring & Reporting Analyst to join the Investment Finance team.
What you’ll be working on
- Develop and Maintain Monitoring Frameworks
- Regulatory Adherence and System Programming
- Stakeholder Consultation and Reporting
- Investment Reporting
- Broker Relationships
- Vendor Interactions
- Business Continuity
- Coaching
- Process Optimization and Data Integrity
What we’re looking for you to have
- An understanding of investment monitoring principles, regulatory limits, and reporting requirements
- Proficiency in reconciliation controls and data integrity best practices
- Familiarity with investment systems and databases, including programming and reporting functionalities
- Minimum of 2 years of relevant investment experience at a financial institution
- Experience working in an investment compliance function is an asset
- Demonstrated experience in developing and maintaining detailed procedural documentation
- Proven ability to work with and analyze large, complex datasets
- Experience in identifying and/or implementing process improvements
- Prior experience in programming and testing investment compliance rules and/or reports is highly advantageous
- Ability to rapidly learn and adapt to new systems
- Bachelor's degree in Finance, Accounting, Business Administration, Economics, or related quantitative field
Beyond the salary
- Hybrid work model
- Competitive salaries with annual pay increases
- Annual bonus program
- Access to learning & development programs and education/tuition reimbursement
- Comprehensive employer funded benefits package including life insurance, health and dental
- Flexible work arrangements and annual personal health days
- Four weeks annual vacation from hire date
- Defined contribution pension plan with generous employer matching
- Top up programs for parental leave and compassionate leave
- Employer sponsored wellness and recognition programs
- Cash employee referral program
Get to know us
- Empire Life is an equal opportunity employer committed to diversity and inclusion.
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