Compliance Officer - UAE National - International Bank (Associate Analyst level)
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Key skills for this role
About the Role
An international bank in DIFC seeks a Compliance Officer (Associate Analyst level) to implement compliance controls, investigate alerts, and provide guidance on AML/sanctions.
Key Skills for This Role
Responsibilities
- Participate in the implementation of the bank’s compliance control organization (policies, procedures, systems & controls)
- Participate in strengthening the governance of the Compliance function, including regulatory watch and participation in local and global projects
- Issue compliance and financial security opinions on compliance risks related to counterparties and transactions
- Investigate alerts and make decisions on the dispensation of the alerts
- Perform controls to assess effectiveness of the compliance risk management framework
- Provide guidance and feedback to operational and middle office staff performing first level controls on transactions and KYC's
- Maintain close contact across internal departments to anticipate and proactively address compliance issues
- Contribute to the staff training program in relation to compliance topics
- Support the Compliance Manager to assess compliance impact of new products and activities
- Maintain updated knowledge of changing compliance policies and regulatory requirements
- Support the Compliance Manager in regulatory interactions, including reporting requirements
- Organize the compliance committees including information packs, and represent the compliance function in other control committees
Requirements
- Bachelor's degree minimum
- Between 2 5 years of experience in wholesale / corporate / private banking segment within a major international bank
- At least 2 years in an independent compliance function (or compliance related positions or other control functions)
- Experience in the Middle East region is required
- Financial security (AML/Sanctions) risk assessment knowledge
- Knowledge of and experience in the main activities of investment and corporate banking services
- Analytical and communication skills
- Must be completely fluent in Arabic and English (written and spoken)
Full Job Posting
Company Overview
- International Bank in DIFC.
Key Responsibilities
- Participate in the implementation of the bank’s compliance control organization (policies, procedures, systems & controls).
- Participate in strengthening the governance of the Compliance function, including regulatory watch and participation in local and global projects.
- Issue compliance and financial security opinions on compliance risks related to counterparties and transactions.
- Investigate alerts and make decisions on the dispensation of the alerts.
- Perform controls to assess effectiveness of the compliance risk management framework.
- Provide guidance and feedback to operational and middle office staff performing first level controls on transactions and KYC's.
- Maintain close contact across internal departments to anticipate and proactively address compliance issues.
- Contribute to the staff training program in relation to compliance topics.
- Support the Compliance Manager to assess compliance impact of new products and activities.
- Maintain updated knowledge of changing compliance policies and regulatory requirements.
- Support the Compliance Manager in regulatory interactions, including reporting requirements.
- Organize the compliance committees including information packs, and represent the compliance function in other control committees.
Qualifications
- Bachelor’s degree minimum.
Experience
- Between 2 5 years of experience in the wholesale / corporate / private banking segment within a major international bank.
- At least 2 years in an independent compliance function (or compliance related positions or other control functions).
- Experience in the Middle East region is required.
Skills
- Technical Skills: Financial security (AML/Sanctions) risk assessment; Knowledge of investment and corporate banking services.
- General Skills: Analytical and communication skills; ability to cooperate/work effectively across disciplines.
- Language Skills: Must be completely fluent in Arabic and English (written and spoken).
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