Compliance Officer

Job Description

Key Responsibilities

• Ensure compliance with UAE regulatory frameworks (SCA, DFSA, AML/CFT)
• Monitor and implement internal compliance policies and procedures
• Handle KYC, AML, and transaction monitoring processes
• Liaise with regulators, auditors, and banks when required
• Review marketing materials to ensure regulatory compliance
• Conduct internal compliance audits and risk assessments
• Maintain compliance records and reporting

Requirements

• Proven experience as a Compliance Officer in a Forex / Brokerage firm
• Strong knowledge of AML, KYC, and regulatory reporting
• Familiarity with UAE financial regulations (SCA / DFSA preferred)
• Excellent attention to detail and analytical skills
• Ability to work independently and manage compliance tasks end-to-end

Preferred Qualifications

• CAMS or other compliance-related certification
• Experience with offshore and onshore brokerage structures
• Prior interaction with regulators and banking partners

Skills

• Strong understanding of legal terminology and regulatory frameworks.
• Excellent written and verbal communication skills.
• Detail-oriented with strong analytical and problem-solving abilities.
• Ability to work independently, prioritize tasks, and manage multiple projects.
• Strong interpersonal skills and the ability to collaborate with cross-functional teams.
• High level of integrity, professionalism, and discretion.

Educational Background

• Bachelor's degree in Business, Finance, Law, or a related field.
• Additional certifications in AML and compliance, such as Certified Anti-Money Laundering Specialist (CAMS), are highly desirable.