Compliance Officer
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Key skills for this role
About the Role
Support timely reviews of accounts, manage reports, ensure compliance with regulations, and possess expertise in finance or law with relevant certifications.
Key Skills for This Role
Responsibilities
- Support the reporting line manager in timely review of new accounts being on boarded
- Assist in periodic reviews of existing accounts and maintain different reports for MI purposes
- Follow up on client documentation issues and collate information for updating policies and guidelines
- Ensure prompt reporting on reviews and manage various MI reports and monthly reports
- Administer KYC and documentation remediation project
- Collate key required information for reporting purposes and ensure timely and accurate submission
Requirements
- Support timely review of new accounts and periodic reviews of existing accounts
- Maintain MI reports and monthly reports
- Handle high risk accounts and ensure reviews within agreed TAT
- Review/approve PEP relationships and annual reviews as per policy
- Monitor transactions live and post
- Assess World Check matches
- Master expertise in MIS and MS Office
Full Job Posting
Overview
- Support the reporting line manager and team in the timely review of all new accounts being on boarded.
- Assist in all the periodic reviews of existing accounts, maintaining different reports for MI purposes.
- Follow up on any client documentation issues, support in collating information for updating policies and guidelines and for maintaining files for record keeping.
- Ensure prompt reporting on reviews is done.
- Management of various MI reports and monthly reports, administration of the KYC and documentation remediation project.
- Collate key required information for reporting purposes and ensure timely and accurate submission.
Key Results
- Effective handling of high risk accounts and ensuring that all accounts are reviewed within agreed turnaround time (TAT).
- Review/Approval of PEP Relationships and Annual Reviews as per policy.
- Transactions monitoring live and post.
- Assessing World Check matches.
- Master expertise in MIS and MS OFFICE.
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