Compliance Monitoring and Testing Specialist
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Key skills for this role
About the Role
Perform compliance reviews aligned with the bank’s policies and local regulations, reporting findings to function lead. Identify regulatory weaknesses and areas of non-compl.
Key Skills for This Role
Responsibilities
- Perform compliance reviews aligned with bank policies and local regulations
- Identify regulatory weaknesses and recommend corrective actions
- Monitor and follow up on corrective actions to ensure timely resolution
- Contribute to management information reports summarizing review findings
- Assist in special investigations or reviews as directed
- Keep abreast of regulatory developments and advise on necessary changes
Requirements
- Experience in compliance reviews within banking
- Knowledge of local regulations and bank policies
- Ability to produce management information reports
Full Job Posting
Responsibilities
- Perform compliance reviews aligned with the bank’s policies and local regulations, reporting findings to function lead.
- Identify regulatory weaknesses and areas of non compliance, providing recommendations for corrective actions.
- Periodically monitor and follow up on the status of corrective actions to ensure timely resolution.
- Contribute to the production of Management Information reports summarizing review findings for senior management.
- Assist in conducting special investigations or reviews as directed by the function lead.
- Keep abreast of regulatory developments and review changes to regulation, analyse its impact for the bank and advise the regional management on changes necessary to meet new or revised regulatory requirements.
- Perform other additional tasks as required from time to time directed by the function lead.
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