Compliance Manager

Enabling the Next Generation of Indian Investors

At Zerodha Fund House, we are redefining the mutual funds landscape to create simple, transparent, and cost-effective investment solutions for millions of Indians.

Built by the pioneers behind Zerodha Broking Ltd and Case Platforms Ltd, we are on a mission to empower the next 10 crore investors in India to participate in and grow the capital markets.

We are expanding our team and seeking passionate, analytical, and detail-oriented individuals to join us.

• Assist in the finalization of reports to be filed with SEBI, AMFI, RBI and the Board of AMC and Trustees.
• Assist in update of regulatory documents such as SID, KIM, and SAI.
• Draft notices, addendums, and board communication related to compliance matters.
• Pre-clearance of all marketing materials and filing the same with the regulator.
• Assist in update of Compliance Manual and other policies.
• Provide guidance to business and other teams on various compliance requirements.
• Conduct compliance risk assessments and provide recommendations for risk mitigation.

• Proactively track and analyze new circulars and directives issued by SEBI and AMFI.
• Prepare reports on the impact of regulatory changes.
• Assist in implementing changes required by new guidelines, ensuring seamless compliance.
• Provide support for research for new initiatives.

• Conduct reviews to ensure compliance with dealing room practices, insider trading regulations and ethical standards.