Compliance Assurance Manager (UAE Nationals Only)
Job Fit Check
Base Career helps you apply smarter for this job.
Key skills for this role
About the Role
HSBC in Dubai is seeking a Compliance Assurance Manager to provide assurance over regulatory compliance and financial crime risks. The role requires 2+ years of experience in compliance, strong analytical skills, and the ability to build stakeholder relationships.
Key Skills for This Role
Responsibilities
- Help design and deliver assurance activities, making sure all applicable standards, policies and procedures are followed
- Act as a subject matter expert, advising colleagues on setting the right review scope and delivering assurance work effectively
- Provide Risk Owners, Control Owners and Risk Stewards with clear views on the design and operating effectiveness of controls
- Escalate material control weaknesses promptly and through appropriate governance channels
- Proactively identify and highlight emerging compliance risks across Global Businesses and Functions
- Support delivery of the approved Assurance Plan, ensuring testing and reporting are completed to a consistently high standard
- Promote a consistent approach to CA testing across Global Businesses, Functions and countries
- Deliver against agreed regulatory deadlines, targets and internal timelines
- Produce and support high quality management information (MI) covering CA activity and outcomes
- Complete assurance reviews within agreed timeframes through effective planning, leadership and prioritization
- Perform periodic controls testing in line with RMF requirements, including Sarbanes Oxley controls assigned to CA
- Communicate issues clearly and constructively to stakeholders, following the defined governance process
Requirements
- Graduation degree essential for UAE visa; attestations required if from outside UAE
- 2 years of experience in Regulatory Compliance and/or Financial Crime compliance knowledge, with some experience in assurance or testing activities
- Clear understanding of regulatory and/or financial crime compliance risk within global financial services industry
- Capable of building positive and resilient partnerships with key stakeholders
- Lateral thinker with ability to interpret and solve complex issues
- Excellent communication skills with strong inter personal and influencing skills
- Track record of working autonomously
- Decision making capability
- Strong English language skills (written and spoken)
Full Job Posting
Job Description
- This is a role within the Compliance Assurance (CA) sub function, which provides assurance activities over regulatory compliance (RC) and financial crime (FC) risks.
- This role contributes to the global standardized CA approach ensuring that it is aligned to the bank’s Risk Management Framework (RMF).
- It is responsible for contributing to the delivery of end to end assurance work over RC and FC risks and controls.
- It is a subject matter expert on assessing the effectiveness of risk management activities to meet industry standards, country regulatory obligations and bank policy.
- The role holder will be required to contribute to assurance reviews across multiple Global Businesses/ Functions in the region and manage effective relationships with key stakeholders.
- The role holder will not have direct line management responsibility.
Duties & Responsibilities
- Help design and deliver assurance activities, making sure all applicable standards, policies and procedures are followed.
- Act as a subject matter expert, advising colleagues on setting the right review scope and delivering assurance work effectively.
- Provide Risk Owners, Control Owners and Risk Stewards with clear views on the design and operating effectiveness of controls in their areas.
- Escalate material control weaknesses promptly and through the appropriate governance channels.
- Proactively identify and highlight emerging compliance risks across Global Businesses and Functions.
- Support delivery of the approved Assurance Plan, ensuring testing and reporting are completed to a consistently high standard.
- Promote a consistent approach to CA testing across Global Businesses, Functions and countries.
- Deliver against agreed regulatory deadlines, targets and internal timelines.
- Produce and support high quality management information (MI) covering CA activity and outcomes.
- Complete assurance reviews within agreed timeframes through effective planning, leadership and prioritization.
- Perform periodic controls testing in line with RMF requirements, including Sarbanes Oxley controls assigned to CA.
- Communicate issues clearly and constructively to stakeholders, following the defined governance process.
Experience & Qualifications
- A graduation degree is essential for obtaining a UAE visa and work permit. If your university certificate is from outside the UAE, up to date attestations and equivalency are also mandatory.
- 2 years of experience in Regulatory Compliance and/or Financial Crime compliance knowledge, with some experience in assurance or testing activities.
- Clear understanding of regulatory and/or financial crime compliance risk within the global financial services industry.
- Capable of building positive and resilient partnerships with key stakeholders.
- Lateral thinker with an ability to interpret and solve complex issues.
- Excellent communication skills with very strong inter personal and influencing skills.
- Track record of working autonomously.
- Decision making capability.
- Strong English language skills (written and spoken).
Additional Information
- For further details and application information please visit our careers site, searching for reference number 46580.
- We support our staff to adopt flexible and alternative ways of working where possible, including working from home and different hours subject to approvals.
- HSBC is committed to building a culture where all employees are valued, respected and opinions count.
Apply for this job in 1 click
Skip the repetitive application forms
Install the Base Career Chrome Extension and autofill job applications across major job boards with your profile.
Trusted by over 500,000 job seekers on Base Career
More from this employer
More jobs at HSBC
Legal Counsel - Global Trade Finance (GTS)
Dubai, UAE
HSBC is seeking a Legal Counsel to provide expert legal advice to the Global Trade Services (GTS) business in UAE and MENAT. The role involves drafting and negotiating trade finance documentation, advising on legal risks
Data Analyst (UAE Nationals Only)
Dubai, UAE
HSBC is hiring a Data Analyst for its Financial Crime Risk Analysis and Discovery team in Dubai. The role involves producing research outputs, analyzing data, and identifying financial crime trends. Candidates need a deg
Legal Counsel - Global Trade Finance (GTS)
Dubai, UAE
HSBC is seeking a Legal Counsel to provide expert legal advice to the Global Trade Services (GTS) business in UAE and MENAT. Requires 2-5 years PQE with experience in lending, trade, and receivables finance, particularly
Audit Manager (UAE Nationals Only)
Dubai, UAE
HSBC is looking for an Audit Manager in Dubai to lead end-to-end audits, assess risks, and collaborate with stakeholders. Requires 5-8 years of financial services experience, strong credit risk knowledge, and relevant ce
Analyst (UAE National Role) - Corporate & Institutional Banking
Dubai, UAE
HSBC is seeking an Analyst for the Corporate & Institutional Banking team in Dubai. The role supports Relationship Managers by identifying product opportunities, conducting financial analysis, preparing proposals, and mo
Audit Manager (UAE Nationals Only)
Dubai, UAE
HSBC is seeking an Audit Manager to deliver assigned audit work and lead end-to-end audits within the financial services sector. The role requires strong knowledge of Wholesale and Retail Credit Risk and 5-8 years of rel
Analyst (UAE National Role) - Corporate & Institutional Banking
Dubai, UAE
HSBC is seeking an Analyst for its Corporate and Institutional Banking International Mid-Market team in Dubai. The role supports Relationship Managers with client analysis, credit proposals, and risk monitoring. Candidat
Premier Relationship Manager (Qatari National)
Doha, QAT
HSBC seeks a Qatari National Premier Relationship Manager to acquire and manage affluent clients, deliver wealth and lending solutions, and ensure premier service standards. Requires a graduate degree, sales experience i
Legal Counsel - Global Trade Finance (GTS)
Dubai, UAE
Data Analyst (UAE Nationals Only)
Dubai, UAE
Legal Counsel - Global Trade Finance (GTS)
Dubai, UAE
Audit Manager (UAE Nationals Only)
Dubai, UAE
Analyst (UAE National Role) - Corporate & Institutional Banking
Dubai, UAE
Audit Manager (UAE Nationals Only)
Dubai, UAE
Analyst (UAE National Role) - Corporate & Institutional Banking
Dubai, UAE
Premier Relationship Manager (Qatari National)
Doha, QAT