Appointed Representative Investigations Consultant

Actively monitor and analyse various data sources to detect and report quality concerns, emerging risks, trends, and behavioural indicators.

Clearly communicate findings and articulate actionable recommendations, implementing effective solutions to protect The Openwork Partnership and reduce consumer harm.

Identify ways to make processes more efficient and strengthen regulatory controls. Help define what the processes should be and play a key role in shaping the new function.

Support for the delivery of effective control management across AR monitoring activity.

Display an understanding of the end-to-end business processes, procedures, and systems (across operational functions) so that the implications of change are fully understood and communicated.

Undertakes a variety of governance, monitoring and assurance activities including supporting compliance-based audits and risk assessments focused on systems and controls across operational functions.

Projects & Audits - Provide support to projects and initiatives as required.

Contribute to the review of policies and standards to ensure up to date and fit for purpose.

Experience in the financial services, ideally within the Appointed Representative sector.