Senior Manager - Regulatory Compliance & Conduct Risk
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Key skills for this role
About the Role
The Senior Manager- Regulatory Compliance & Conduct Risk is responsible for supporting the implementation and maintenance of the Bank s regulatory compliance and conduct risk fr.
Key Skills for This Role
Responsibilities
- Support implementation and enhancement of the Bank's Regulatory Compliance and Conduct Risk Framework
- Maintain compliance policies, standards, procedures and controls aligned with UAE regulatory requirements
- Monitor regulatory developments and assess their impact on the Bank
- Provide regulatory and conduct risk advice to business and support functions
- Review new products, services, initiatives from a regulatory compliance perspective
- Support interactions with UAE regulators and coordinate responses to regulatory requests
- Prepare compliance reports, management information and governance committee updates
- Identify, assess and monitor regulatory compliance and conduct risks across the Bank
- Oversee regulatory reporting governance process to ensure submissions are complete and accurate
- Support promotion of a strong culture of compliance and conduct risk training
Requirements
- Experience in regulatory compliance and conduct risk within banking or financial services
- Knowledge of UAE regulatory requirements (Central Bank, CMA)
- Strong advisory and stakeholder management skills
- Ability to develop and implement compliance policies and frameworks
- Experience in regulatory reporting and governance
Full Job Posting
Role Overview
- The Senior Manager Regulatory Compliance & Conduct Risk is responsible for supporting the implementation and maintenance of the Bank's regulatory compliance and conduct risk framework.
- Provides regulatory advice, oversight and challenge to business and support functions, ensuring compliance with applicable UAE regulatory requirements and promoting fair customer outcomes.
Key Accountabilities
- Support the implementation and ongoing enhancement of the Bank's Regulatory Compliance and Conduct Risk Framework.
- Maintain compliance policies, standards, procedures and controls aligned with UAE regulatory requirements.
- Monitor regulatory developments and assess their impact on the Bank.
- Support the translation of regulatory requirements into practical and implementable business actions.
- Promote a culture of compliance, accountability and good conduct across the Bank.
- Provide regulatory and conduct risk advice to business and support functions.
- Review new products, services, initiatives and change programmes from a regulatory compliance perspective.
- Support business decision making through practical, risk based compliance guidance.
- Constructively challenge stakeholders where regulatory or conduct risks are identified.
- Collaborate closely with Risk, Legal, Internal Audit and key business stakeholders.
- Support interactions with UAE regulators the Central Bank and CMA.
- Coordinate responses to regulatory requests, inspections, thematic reviews and information requests.
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