Senior Compliance Analyst, Canada

Requirements

• 5+ years of relevant compliance, legal, regulatory, risk or securities experience, with meaningful experience applying Canadian securities requirements.
• Strong working knowledge of the CSA National Instruments relevant to crypto trading platforms, securities dealers, marketplaces, digital assets, custody and client onboarding.
• Knowledge of CIRO requirements and best practices, or the ability to quickly develop that knowledge; experience with CIRO frameworks is an asset.
• Experience supporting compliance programs for a securities dealer, marketplace, fintech, crypto trading platform, financial institution or similarly regulated business.
• Canadian resident with the ability to work effectively with Canadian regulatory stakeholders.
• Approved Person registration under applicable CSA/CIRO requirements, or willingness and ability to obtain the required registration.
• Strong written and verbal communication skills, with the ability to explain complex regulatory concepts clearly to non-specialists.
• Ability to build trusted relationships, challenge constructively and influence decisions across functions.
• Comfort working with change, ambiguity, competing priorities and multiple stakeholders.
• Highly organized, detail-oriented and process-minded, with sound judgment and a practical, solutions-oriented approach.
• Experience in digital assets, securities, custody, financial crime compliance or regulated onboarding is strongly preferred.

Nice to Have